Financial Advisors

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A community for Financial Advisors and Managers both independent and within companies 🙌

How are you prospecting during the pandemic?

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Have a financial client /friend that also gets his taxes done through me/my firm. When we started doing his taxes his situation was *relatively* simple so we were doing it for next to nothing. Cont

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Anyone have insight to how long a job “on hold” currently will last? I know it’s COVID dependent, but curious if anyone has heard anything

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Does anyone have experience with coach Annette Bau of the Millionaire Series? What value did you get from her program?

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Bifurcated fee schedules— does anyone have different fee rates apply to fixed income and equity holdings?

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I've interviewed three possible additions to the team as new FAs. I liked the sliding pay scale we had at Edward Jones. Anyone willing to send me a copy of the current EDJ PDF showing the curren… more

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Anyone know what the job opportunities are like for our industry in New Braunfels TX or close surrounding area?

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Anyone recently sold a practice or purchased a practice? Curious to understand valuations and terms of more recent M&A activity. Any and all insights would be appreciated!

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Wanting to re-learn 50, 100 & 200 moving averages. Where can I start? Is there a website or course you recommend?

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I'm realizing that I am getting way more done working from home and doing virtual meetings. I prospected like crazy for 5 years, and now have been farming that book with great success using virtua… more

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Thinking about all the fiduciary options: Participant 3(38), Plan 3(38) or 3(21), Admin 3(16). What can a RK provide that would help us win plans with you?

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WKHS is what you want.. take a look...

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Has anyone ever used advisor law to get there FINRA record expunged?

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I’m joining a team of two other veteran FA’s that run their own firm. They asked what I want my “title” to be. What are some ideas? I’ve been in the business 4 years.

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Planning software- does anyone know of software that is good for younger clients? I use moneyguide pro but it does not seem to be made for clients that are coming in for planning over questions like c… more

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Had our Reg BI call today, and the name of the game is disclosure. While the actual client conversations will change little, the amount of additional paperwork/notes/disclosures for us feels like over… more

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Does anyone know anything about the financial consultant role at E*Trade and what the total comp look like? What’s their reputation on the street?

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ChFC or CFP? And why? Also, take in consideration not having a Bachelors

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If you could customize your ideal associate, what traits would you want? Don’t be greedy, pick 3. Why are certain traits you picked valued over the other? Also, what are some of the pet peeves you’ve … more

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Do you believe in buying a vehicle new with 0% financing or used with 2.9% financing? 10k difference between new vehicle and used.

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