Financial Advisors

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A community for Financial Advisors and Managers both independent and within companies 🙌

Which factors are mandatory to keep in mind today's volatile markets?

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Annuities or Target Date Funds for retirement?

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Fundamental analysis or Quantitative analysis for equity portfolio management?

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What are some good things to say to prospects on LinkedIn right now? Might be a good time to start reaching out but how would one start it off. Thanks in advance.

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I’m having a hard time with something and this not designed to create a stir.....I have genuine concerns about the competency of our government and how to avoid it affecting my practice, any suggestio

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Anyone out there still moving (k) plans? My assumption is that it’s at the bottom of every HR priority list and nobody is moving, but I need the validation.

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I’ve had to talk quite a few clients off a ledge to prevent panicked selling. To what degree are you all seeing this? I’m worried this is an industry trend and will lead to layoffs on our ends

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How quickly do you or are you expected to respond to client emails?

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Truly don’t understand how solo advisors stay solo past a certain point. I can’t do everything and my practice isn’t that big. I’ve made 3 mistakes I would NEVER make when I’m not under duress . Cont

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Are you prospecting? If so How and what are you saying?

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Ever fat finger a # and have to submit a trade correction causing E&O to kick in? What’s the worse? What happened after? If you work for a practice/advisor who paid the retention? I’m so mad at myself

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How is everyone handling the client who calls, and then calls your cell, and then texts? Not just once and in short order. Expecting special treatment

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What are things to talk to a client about specific/unique to now BESIDES investments? What I’ve been cooking up: Refi, Roth Conv, refill emergency savings, review budget, tax mitigation, stress mgmt

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I’m currently considering a job offer from Fisher Investments as a Regional VP. Has anyone been in this role before? Anyone have pros and cons? Thanks!

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In the next 12 months good active managers should show their worth over the passive indexes. Sadly, many won't.

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Who’s working from home now for the foreseeable future?

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Too soon to prospect?

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Is this a good time to convert a traditional IRA to a ROTH?

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What are you and or your clients doing? Staying the course or selling?

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Recommendations on standing desks and external monitor to buy? This office closure is killing my back...

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