Any brokers you can recommend that fully understand the process of checking independence before making a trade?

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Unsure how EY handles it, but at PwC our Ethics and Compliance team offers a list of preferred advisors who are specially trained to follow all of the rules. I’d try looking on your internal site of calling your Compliance helpline to get that info.

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Handle your own funds. I doubt you have enough where you need a advisor involved.

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Invest in index funds. You won’t have a problem. Use bogleheads.org to ask questions. That website is very helpful for newbie’s

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