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Usually the bank or credit union LPL affiliates are not members of protocol. Building a book there is risky.

Not all LPL affiliated firms are like this, just specifically the banks and credit unions. Most of the other lines of LPL affiliates are Independent and full data protocol firms. Just read your contract carefully. Get a securities attorney to review - not a lawyer that you know that does estate planning or family law - like a real securities attorney that does work in the industry.

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