Related Posts
Grant Thornton, kuch karke dikhao
Best advice in 6 words or less:
Thoughts on purchasing leads?
Additional Posts in Transaction Services, M&A, Deal Advisory
Is there a Cone Resdick office in Philly?
Any recruiters on here preferably from big 4 ?
What type of computers do they have at A&M TAG?
Any thoughts on Marcum TAS?
Who did the deal for the Denver Broncos?
New to Fishbowl?
unlock all discussions on Fishbowl.
Conflict checks are easy as hell to do lmao
Yeah I feel you. I hate the trainings 100%
Night and day. The amount of time wasted on audit /bureaucratic related non-sense was stunning at EY.
If there’s no audit function at the firm, there will be wayyyy less red tape. I made the jump to a similar non-audit firm and it’s a world of difference
I’m in Rx at Ankura. Was with big 4 many moons ago
Nope! Thankfully
Mentor
Outside of investment related compliance, considering the lack of an audit function — yes there is still general liabilities any firm can incur so of course there’s still compliance measures like you mentioned.
Kroll is a FINRA firm so still lots of compliance requirements.
I was a manager at deloitte before kroll and kroll is much easier. Just have to link investment accounts and pre clear trades of stocks (not etfs or mutual funds) and I haven’t seen many restricted stocks.