How long do you need to wait after leaving the firm to invest in ETFs that have your clients as part of their holdings?

You are currently posting as works at PwC

How long do you need to wait after leaving the firm to invest in ETFs that have your clients as part of their holdings?

3 reactions

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works at

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Posting as :

PwC 1

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You are not automatically prohibited from owning an ETF just because it invests in your audit client. If your client comprises less than a certain percentage of the ETF’s total holdings, you’re generally permitted to invest in it. (You can find the percentage in the US Independence Policy.)

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Posting as :

PwC 1

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In most cases, individual securities do not comprise a large enough portion of the total ETF to trigger an independence issue, unless the ETF heavily weights it’s holdings in a select few stocks.

1 reactions

Posting as :

EY 1

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If you’ve left the firm... one day

1 reactions

Posting as :

a Manager, Audit 1

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You can always check the ETF’s ticker in your firm’s tool to see if it’s permissible. So far all the ETF’s I’ve checked are okay!

1 reactions

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Author

PwC

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@Manager 1 if I’ve left the firm, I can’t check the ETF in the tool. Since I am no longer employed, am I subject to any independence policies?

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EY 1

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No...

Additional Posts in Accounting

Posting as :

works at Shell

▸ JP MORGAN India

You are currently posting as works at Shell

Hi Fishes, Does JPMorgan Chase have car lease policy? What all can be claimed under the special allowance?

2 reactions

3 months

Posting as :

works at EY

▸ Advisory in Accounting

You are currently posting as works at EY

Anyone here work for Spotify? Can you comment on Spotify’s culture?

2 reactions

▸ Org Development & Human Capital

Posting as :

an Associate

▸ Finance

You are currently posting as works at Associate

Thinking about quitting and moving to Denver. Any companies there yours want to work for?

2 reactions

Posting as :

an Analyst

▸ Job Referrals!

You are currently posting as works at Analyst

Vying for a role of snr financial analyst at WTW, any referal would be truly appreciated!

1 reactions

14h

Posting as :

a Consultant

▸ Chicago Consulting

You are currently posting as works at Consultant

Equinox, Lifetime Fitness or Athletic Club? I live in LP/LV

3 reactions

5 months

Posting as :

a Senior Consultant

You are currently posting as works at Senior Consultant

thoughts on Deloitte’s change management competency? are there better solutions within their Human Capital practice?

Posting as :

an Analyst

▸ Data and Analytics in Advertising & Marketing

You are currently posting as works at Analyst

How soon until we all take jobs at consultancies?

6 reactions

Posting as :

works at NTT DATA

▸ Tech

You are currently posting as works at NTT DATA

Any thoughts on Gartner Executive Partner positions? Appreciate any insights into client support load expectations and if this is a sales expectation / quota carrying role, or if it’s closer to Client Success type work. Also interested in learning more about comp. Structure if anyone is willing to share. Gartner

3 reactions

a month

Posting as :

works at EY

▸ Londoners in Consulting

You are currently posting as works at EY

Is an MBA actually worth it? I’ve moved from big4 -> t2, am 24 and on 60k. By the time I finish an MBA, that’s be at least 4 years. If I stay at my current firm, I’d be earning probably 6 figures +, which is above mbb / tier 2 mba pay.

3 reactions

9 months

Posting as :

Piyush Joshi

▸ Big Law India

You are currently posting as works at Piyush Joshi

10 plus experience. Litigation and I. P. Was working in a law firm however due to covid the firm closed their delihi office. Any job opening...

1 reactions

9 months

Posting as :

works at Baker Hughes

▸ Data Science and Machine Learning

You are currently posting as works at Baker Hughes

Hi fishes, I have an offer from Fractal as well as Tiger. Decision scientist at Fractal Senior Analyst(Data Science) at Tiger Which one is more suitable for Data science learning. I'm talking about more development and exposure to tech and less Consulting.

Fractal Tiger Analytics

2 reactions

3 months

Posting as :

an Associate Client Partner

▸ Denver / Boulder

You are currently posting as works at Associate Client Partner

Not having great luck on LinkedIn, are there any creative agencies in Denver looking for an Account Coordinator/Executive? Recently got my Scrum Master Certification.

9 months

Posting as :

works at Deloitte

▸ 2A

You are currently posting as works at Deloitte

Finally a bowl with folks I can relate to! 😊

3 reactions

Posting as :

works at EY

▸ EY GDS

You are currently posting as works at EY

Conversation Starter

New joinee to EY GDS.
Any tips, tricks or suggestions for filling up the time sheet ?
Seems a very tedious task for me. 🥲

3 reactions

a day

Posting as :

works at EPAM Systems

▸ EPAM Systems

You are currently posting as works at EPAM Systems

Pro

Hi,

I forgot to backup filevault recovery key while enabling encryption on Mac laptop.

It will create any problem in future?

1 reactions

2 months

Posting as :

a Marketing Coordinator

▸ Entertainment Industry Professionals

You are currently posting as works at Marketing Coordinator

Bowl Leader

What are your top 5 Entertainment picks of 2021?

TV show?
TikTok?
Book?
Meme?
Song/Artist?

2 reactions

Posting as :

a Talent Acquisition Specialist

▸ Recruiters

You are currently posting as works at Talent Acquisition Specialist

What does it mean when the recruiter does all the talking in a phone screen?

2 reactions

Posting as :

works at 72andSunny

▸ WFH Freelancers

You are currently posting as works at 72andSunny

When you’re asked about your hourly rate, do you also ask about how many hours they have scoped for the project? I’m used to working on a day rate but this place does hourly, with 1.5x for overtime. Thanks.

1 reactions

Posting as :

an Analyst

▸ Tech India

You are currently posting as works at Analyst

Does anyone else feel delayed in their career, compared to their peers?

4 reactions

22d

Posting as :

a Senior Associate

▸ Cyber Security Bowl

You are currently posting as works at Senior Associate

Is the QSA a good certification to obtain for PCI? Any insight on salary range for LCOL area?

1 reactions

Additional Posts (overall)

Posting as :

an Assurance Senior

You are currently posting as works at Assurance Senior

I have a 1:1 annual meeting with a partner coming up - a practice they recently implemented to gauge what your plans and thoughts are about your job and career. I've been extremely unhappy and am

4 reactions

Posting as :

works at PwC

You are currently posting as works at PwC

How long does Deloitte UK take to get back to you after the Director's interview? I applied for the position of an Assistant Manager.

1 reactions

3 months

Posting as :

works at EY

You are currently posting as works at EY

If I take a week long vacation and sneak a sick day or two into the vacation, will I get in trouble?

2 reactions

Posting as :

works at Deloitte

You are currently posting as works at Deloitte

Did the math. After accounting for non-billable travel and 80hr work weeks I'm making $13.25/hr. This whole $15.00 minimum wage argument never made it up the pipeline to big 4 leadership

27 reactions

Posting as :

works at EY

You are currently posting as works at EY

Any advice to not get stuck in analysis paralysis when working on memos and workpapers?

4 reactions

Posting as :

works at CliftonLarsonAllen

You are currently posting as works at CliftonLarsonAllen

Hey 🐠🐟 - what’s your title and charge hour requirement for the year? Senior here is at 1,800 charge per year.

3 reactions

2 months

Posting as :

works at PwC

You are currently posting as works at PwC

Starting to realize my Excel skills are shit.

15 reactions

Posting as :

an Assurance Associate

You are currently posting as works at Assurance Associate

Does ESS make more than process assurance (PWC) ?

4 reactions

Posting as :

an Audit Associate

You are currently posting as works at Audit Associate

How do u deal with a manager jealous of you all the time and showing off her life to you at work! Can’t slap her face but this is annoying

1 reactions

Posting as :

works at KPMG

You are currently posting as works at KPMG

To every person that’s looking to quit to industry, there are a TON of startups that have made a name for themselves that are literally rolling in funding money that’s looking for accountants.

7 reactions

Posting as :

a Senior Consultant

You are currently posting as works at Senior Consultant

Any recommendations on small size safe that can be bolted down or fixed to wall/floor? I'm in floodzone so something definitely ranked high in water safety for contents.

*Not current conflict related, before anyone comes with crazy comments. And apologies if not correct bowl for this.

2 reactions

6 months

Posting as :

a Senior Manager

You are currently posting as works at Senior Manager

Has anyone at a Big 4 been drug tested outside of a specific client requirement?

1 reactions

Posting as :

a Tax Senior Manager

You are currently posting as works at Tax Senior Manager

Is Deloitte’s next pay date this Friday or next Friday? US

1 reactions

Posting as :

an Accounting Manager

You are currently posting as works at Accounting Manager

I have a $3000 medical expense coming up soon. Would it be smart to put money in my HSA right now and then use my HSA debit card to pay?

4 reactions

Posting as :

works at EY

You are currently posting as works at EY

Has anyone ever been degraded at work? Details please!

2 reactions

Posting as :

a Staff Accountant

You are currently posting as works at Staff Accountant

I took pto and came back to the work that came in during the week sitting without email replies to clients from team members on the email and the team didn’t send the work to be completed to the newer staff below me . I came back and replied to all the emails and sent all the work to the staff below me. Thoughts? I feel like I am a one person team for the clients I am on

10 reactions

Posting as :

an Assurance Senior

You are currently posting as works at Assurance Senior

Prayers and well wishes for Julia Louis-Dreyfus. I fucking hate cancer.

9 reactions

Posting as :

works at PwC

You are currently posting as works at PwC

Pros and cons of working with a headhunter rather than just applying to things directly on your own?

4 reactions

Posting as :

works at EY

You are currently posting as works at EY

Only you can identify material misstatements and/or find great tax savings.

-Smokey The Bear’s Uncle

11 reactions

Posting as :

works at BDO