How many people have actually pivoted from RB role to wealth management private banker ? I just started my role as a RB and feels like I’m already regretting it lol. I worked at Morgan Stanley as CSA for 2 yrs and I def like client servicing more than retail banking lol at the moment I’m getting my license SIE, series 6 and series 63.

Posting as :
works at
You are currently posting as works at

Is private banker just a notch above RB at chase?
A bit confused on the hierarchy scale there..

At any rate,
Most banks are no longer requiring the 7 because of the stupid high amount of people failing it (this is a recruiting problem rather than It legitimately being “too hard” imo”

I worked at wells back in the day where RB and premier bankers (private) were both required to hold the 7 . They stopped sponsoring the 7 a few years back.

If I were you I’d stick it out as an RB for a year, then transition out of the company into a sales role where you can actually use (and get paid for) your S7/66

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That’s the plan stick it for a year and move into a role where I can get my 7,66 and CFP. Or just get the 65 on my own without sponsor so I have the 63+65= 66

You don’t need sponsorship for S66. Which is a 63/65 combo. Sit for that exam. Don’t just get 63. Get the SIE and sit for the 7 instead. Then your transition will be very easy.

I’m working at JP. I’m required to get the 6 and 63 for my role as a RB. The 6 and 63 is sponsored. I wish I can get my series 7 lol the problem is with JP Morgan they won’t let you get the 7 only if the role is required lol

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