{ "media_type": "text", "post_content": "If you are registered with FINRA and apply for a new position, does your current employer get notified if a potential employer submits your fingerprints during the background check?", "post_id": "6283e50202017d002a9a3e71", "reply_count": 8, "vote_count": 2, "bowl_id": "553769a790f5eebe1d2a0f92", "bowl_name": "Finance", "feed_type": "crowd" }
null

If you are registered with FINRA and apply for a new position, does your current employer get notified if a potential employer submits your fingerprints during the background check?

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Posting as :
works at
You are currently posting as works at

I believe they get notified when they formally request to have the license transferred. Not when you get fingerprinted.

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They do not get notified when you are fingerprinted.

No

I can't imagine that would happen.

According to the potential new employer, the current firm finds out 🤷🏽‍♀️

This is correct. I work with a lot of advisors that are switching firms and we definitely have them fingerprint and start the background checks, etc. and have them completed before their employer is told they are resigning. If they found out as soon as they were fingerprinted this couldn’t happen.

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No, not that I am aware of.

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