Looking to potentially leave my advisor/financial planning role at an insurance BD in Milwaukee area. Any RIAs in the area looking? Or any advice on best ways to find opportunities at an RIA without posting a resume on a job site? I am not looking to start my own firm as my book is not that large.

likesmart
Posting as :
works at
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Please define “not that large”, and also elaborate on your current contract…. Do you have a non-compete, non-solicit, protocol rules, or no restrictions?

Well my own book of clients I do not share in some way with other advisors is about 8 million. 7 of which is in fee based accounts. Of that 7 I would probably not bring over about half if I did make a switch. And I have a non-solicitation agreement.

Have you looked at BakerTilly? They are big in Milwaukee and have a large Financial Services practice, and it is a very nice sized fishbowl

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