{ "media_type": "text", "post_content": "My firm does not do any securities work, but we have a client who needs assistance with an SEC filing (Form D) so we are using a service company to assist with the filing. There are investors in two other states so we have to file the Form D in those states to comply with blue sky laws. Is it typical to use the service company for those state filings too? Is it easy enough to do on our own? Thanks!\n", "post_id": "62337ed57e4e520037e5136b", "reply_count": 2, "vote_count": 1, "bowl_id": "552d1d24dc1c586b09d2d052", "bowl_name": "Law", "feed_type": "crowd" }
null

My firm does not do any securities work, but we have a client who needs assistance with an SEC filing (Form D) so we are using a service company to assist with the filing. There are investors in two other states so we have to file the Form D in those states to comply with blue sky laws. Is it typical to use the service company for those state filings too? Is it easy enough to do on our own? Thanks!

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Yes, the state blue sky filings for most states are done online through a central system so it might be easier to use the service company for those too. You could also do it yourself but would need to set up an account, etc.

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It’s easy enough to do online yourself after setting up an account, but certain states have specific filing requirements — so you’ll want to make sure you are following what each state requires. Note that there will be filing fees for each state too.

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