{ "media_type": "text", "post_content": "My Series 7 just expired. Any suggestions on the best approach to getting an extension or waiver while I move from issuer to broker dealer?", "post_id": "5e7274735dc8b800279cedc1", "reply_count": 3, "vote_count": 3, "bowl_id": "599feb177c057d0010be0554", "bowl_name": "Financial Advisors", "feed_type": "bowl" }

My Series 7 just expired. Any suggestions on the best approach to getting an extension or waiver while I move from issuer to broker dealer?

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You have 2 years after the license expires to sign up with a new broker before you have to retake the test. Find a BD that will let you put your license with them and just work part time with them to avoid parking your license. You can always change to another BD later.

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Mention Corona

Call FINRA or your state’s securities department to see if you can get a waiver. That’s what I did after my 65 expired and I later joined a firm requiring the 65. Easy process. If you remained in the industry they’ll probably be lenient. If you left the industry to sell cars then returned a few years later, not so much.

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