{ "media_type": "text", "post_content": "When do my licenses transfer to my new firm? Start date or after I sign the offer? Still interviewing before the start date...", "post_id": "5722d80c5afefe0e00124a4f", "reply_count": 3, "vote_count": 1, "bowl_id": "553769a790f5eebe1d2a0f92", "bowl_name": "Finance", "feed_type": "crowd" }
null

When do my licenses transfer to my new firm? Start date or after I sign the offer? Still interviewing before the start date...

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Posting as :
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For FINRA it's your start date. HR has to submit your U4 and then registration will submit the application

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Yeah no FINRA background checks until you are actually an employee of the firm you're starting at. Your registration dept can't process the info until you show up in the internal system and that doesn't happen unless you're an employee

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Thanks. So no need to worry about firm 2 doing a background check until I start at firm 1?

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