Additional Posts in Financial Advisors
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The advice is not totally objective and I am not sure that I buy into it, but some recruiters have told me Dec 01 is good because others who might call your clients are busy with holidays. Also potential offers for transition funds could be higher b/c they will want to place you in this years data.Suppose the latter point would not apply if you are trying to jump straight to RIA.Is there any transitional funds for move to RIA? I am thinking they will cover the cost of eating the fees for account closures, but doubt there is anything beyond that.
It is either the last week or two of the year you cant move because FINRA closes down the transfer system.