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Forum for discussion of issues relative to compliance with financial services law and regulation.
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Anyone from hsbc that can give me a referral or get my info in front of your aml hiring b teams? Open to other companies as well (nyc metro)

Hi everyone! I'm interviewing for a Goldman Sachs compliance analyst position. Does working for Goldman Sachs in compliance look good for future opportunities? I'm a quality analyst for a diff… more

Hi looking for a position in compliance/regulatory in Toronto, Canada coming from a legal background with a law degree from UK. I’ve been a paralegal/law clerk in various legal fields and definitely h… more

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Does anyone know how the SEC measures an RIA’s Chief Compliance Officer to be competent and knowledgeable regarding the Advisers Act?

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Has anyone here worked for the Blackstone compliance team? What is WLB and office culture like?

Hi, I am from dubai. I am looking for a compliance in financial services in the Uk. Any advice ?

(Canada) Any tips on how to transition from transactional law work to compliance? I’m currently taking industry courses and the Canadian Securities Course.

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I’m looking for a compliance officer position in Paris, do you have any recommendations for me ? Thanks a lot

Does anyone know any good resources/training regarding marketing review?

Hi all! Wondering if there are any remote compliance positions out there?

Litigation attorney here dying to get out. Anyone have any ideas about compliance jobs that could work for a former lawyer? pretty sick of practicing law

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Creating this channel because I see no others focused on this subject. Hopefully others are interested!

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