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For those advisors interested in buying and selling advisory practices.
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Chicago & suburbs: seeking advisor min $20m AUM to change firms and team with me at my RIA to service clients better as co-advisors and build practice. Great tech, transition, and admin support!

Edward Jones folks: there’s an EJ FA selling his book not far from me. I’d like to buy it. How does your noncompete work, is this a possibility, etc. this may be more than a forum comment can explain.

Thanks!looking for a book around Atlanta!

Selling book of structured autocalls brokerage..all purschase when market was down with 6-12 month left to mature... 6467848487 cell....LPL preferred

Any ideas on the variables of pricing a book? Seems to be all over the place. Just looking for something fair to both parties.

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“Today is a good day to sell.” - Klingon Financial Advisor Proverb.

Anyone selling a book/practice? We have a large national footprint. Also interested in those that want to merge in and sell later.

Selling structured book of autocalls

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How do you find firms/books of business to buy? All the posts on here are buyers looking for sellers. Where do you go to find someone looking to sell or retire?

I’m looking to buy partial/whole books of business, preferably all fee-based, in the 10mm-20mm AUM range in Ohio

In regards to a retention clause in a buyout, is there usually a maximum loss percentage?

Example - I am acquiring a firm...

Looking to but the western New York area

Anyone looking to sell (Military Veteran-Heavy) book?
Ideal Individuals for me and extremely rewarding. #SemperFidelis

likehelpful

Anyone in Louisiana looking for a partner? Looking for someone that’s interested in Fee-only, CFP(coming soon), passionate and vocal about fiduciary standard

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How do you determine the value of an agency. We do mostly protection products but also a few million in advisory. The BD side seams straight forward. It’s the insurance side that’s hard

We are co-sponsoring this event. Let me know if you are interested in attending.

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Ability to purchase two additional books over the next nine months and we typical compensate five to six times earnings

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Looking for growing advisors that are looking for support on client acquisition.

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Looking to buy a practice in the St. Louis, MO area if an advisor is ready to consider retirement, could transition over 1-3 years as desired.

How does one actually finance the purchase of a book of business? I’m assuming you put a cash down payment...how much? Does a bank finance the rest, or your BD?

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Looking for adding a junior advisor with 20-50mm AUM to become eventual partner if the right person and merge into a larger $130mm firm in Atlanta, GA or in Southeast.
Call 678994-6448 ask for James

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Are there Independents and Wirehouse / solo practitioners / teams in the U.S. or in the NY Metro area seeking a Manhattan office presence? If so, reach me.

Willing to pay a premium for a book in IL currently at a wirehouse

Although I advise in numerous states, id looking for a merge or buy opportunity in the Midwest (I'm Ohio). Currently hybrid but very close to the decision to go all RIA. Would love to video chat… more

Anything for sale anywhere in the continental US let me know.

funnylike

Looking to buy full/partial books or clients or to team up with an advisor looking to ride into the sunset. Offices in Dallas, TX and Baton Rouge, LA with clients all over the southeast. Let me know!

Anyone in Maine or New Hampshire?

Looking for merger or buy from retiring advisor, Brooklyn, Staten Island and North Jersey area, Long Island too thank you!

Anything for sale in Louisiana?

Looking to acquire book in Central & East coast Florida area

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Looking for established RIA advisor to retire in the Houston or Texas area with an established book of business. Must be willing to join our firm to help transition clients into our firm.

Purchased a book internally via sunset agreement doubledthe aum and asset base over 2 years, worked out great. Would like to do it again, located in Southern California. Could offer bonus plus sunset.

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I’m looking to hire a financial advisor in the DFW metroplex area. Base Salary for the first year as time will be needed to transition the book. Benefits available. Message me for more details.

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Looking to merge with a similar sized broker in the Hendersonville NC area for growth and succession planning. 864-457-4550

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Is there anyone out there in the greater Central Pennsylvania are looking at any merger opportunities

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Looking to purchase/marge/partner with advisor in TX

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18 year vet, looking to merge and buy from retiring advisor in south denver area

Looking to buy from retiring advisor in Utah

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