Independent RIA

268 members
This bowl is a forum for Independent Registered Investment Advisors to share ideas or just banter.

Anybody have series 24 study materials that they don’t need anymore????

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Senoir advisors and owners: What do you offer in commission and fee splits with junior advisors? what do you pay office staff? juniors, what is your current or past comp split?

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My wife left her job that provided us health insurance for a reasonable rate. So I’m finding myself searching for some reasonable alternatives. What are you guys doing? Any cooperatives?? Or what??

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At what point do you fire a client? I have a 49 yr old client w/drawing $50K out of a $72K IRA (trad) to “pay off her home”, a move I completely disagree with/advise against.

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What’s it cost to work with an attorney when leaving a firm?

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Does anyone have any good ideas for client appreciation gifts for certain mile stones that don’t break the bank besides a gift card? i.e. when they have been with me for 1 year

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What is your experience with The Bill Good Marketing system?

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Anyone interested in doing a collaboration on a YouTube video? Want to bring in other perspectives.

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Anyone familiar or use Elite Resource Team? Looking to explore their Team Based Model .

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For those of you out there that are your own independent RIAs, what performance/billing reporting software do you use? I researched multiple providers when I first set up my single man shop......

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Anyone using remote marketing consultants for social media seminar promotions or creating online content?

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Is riskalyze worth it as a lead gen tool?

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Anyone work with Carson Group? If so share experience

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Looking to refer a friend in the Las Vegas area to an independent advisor for term insurance and basic retirement planning.

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Valentines Day - what do you guys do for your widowed clients?

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Just made the move from a wirehouse to join an RIA! So excited!

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Has anyone used Smart Asset for lead generation?

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RIA in Hauppauge, NY (Long Island) is looking to ad a service advisor to our practice. We are interested in speaking with advisors that have and do not have their own clients currently.

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Why did you go the RIA route instead of a BD/HYBRID route? Did you start as an RIA or somewhere else?

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