LPL Financial Discussions

Anyone have anything real negative to say about transitioning to LPL as indy advisor from jones?

In process of transitioning. Currently an FA under a b/d similar to EJ model and have 8yrs of experience. I’ve contemplated going completely independent and I’m not oppose to that but a little nervous… more

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I have been at a smaller bank brokerage firm for the last 12 years and considering going independent. There are many reasons for considering independence but I’m having a hard time choosing. So far I’… more

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LPL Financial Anyone here work at LPL and can give me some insight into their business development department? … more

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Anyone work in a corporate strategy role for a brokerage/dealer firm before? Think Raymond James, LPL Financial. They offered 105k base + 20% bonus (my salary is 80k rn) but curious on what you all th… more

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I’m trying to get a better understanding of the pros and cons of the various Broker-Dealers who offer an Independent channel option. The ones I would like to hear the most about from you that have exp… more

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Looking at making a move from WFA. Talking to LPL currently. I would love to hear suggestions!

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What’s been peoples experiences getting recruited by LpL, RBC, or any other hybrid. Have you successfully transitioned your practice, and what did they offer for transition packages?

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Anyone clear through Schwab as an RIA? Is it true that they have no Custody Fees or Platform fees? That is what the recruiter told me.
So, if you have a SMA using let’s say Thornburg I would only… more

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Looking for a leadership position in the Financial Services Industry. Have extensive experience in Supervision and recruiting experienced advisors. Please message if there’s an opportunity you have. I… more

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I'm at a bank broker-dealer and we're moving to LPL. The more I'm learning the less excited I get in regards to fees and compensation. Anyone in the bank environment gone through a change … more

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Related Posts

Filmmakers, have you found work in social media with the rise in short videos? How is it going?

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Do any of you guys find it strange when guys will use stalls when there are open urinals and even with spots between? I see it all the time and I feel like those people are very self-conscious.

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It's Friday and I'm sure I'm not the only one who does not feel like doing a damn thing!

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Does any one use fishbowl to find leads for work? And how do you do that?

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I've been following the Supreme Court mess all weekend, and it makes me not want to live in the US anymore. I was raised in a very conservative household and, as a mom, the idea of avoidable abortions makes me incredibly sad. But at the same time, how can people not recognize that eliminating legal abortions is just going to increase maternal mortality rates???

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I never plan to fully retire. My grandfather worked at least part time until he died, my father basically refused to retire, and I honestly don’t see myself ever stopping working just taking it a bit easier. We just get bored if our minds aren’t working, not out of money we’ve all done very well.

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Is the CFE pretty easy?

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Questions for web builders, digital security providers, and web technicians.

A Marketing associate in charge of all of our hardcoded web resources says “I have to complete the web admin/updates and security checks every Monday morning” They claim this takes two hours and is super involved. Is this true? Could someone explain to me the process?

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Do you work with influencers for your marketing campaigns? What do you like and dislike about doing so?

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Looking for a referral for product manager position in Spotify EMEA - can anyone help? 😊🙏 #Spotify #productmanager #referral Spotify

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Looking for reference in FAANG companies. Can anyone who is working in faang refer me

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How do you get better at contract negotiations? (I’m a 4th yr. in commercial real estate) I feel like I’m generally good at pulling together an initial draft of an agreement (ex PSAs)...but I struggle when comments come back. Specifically, I struggle with reading newly proposed language & deciding what stays, what goes, & what needs to be tweaked. Are there books I can read (or CLEs I can watch) to get better at this?

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Hey nurses, did you become a CNA first? Or go straight into a nursing program? My cousin wants to become a nurse and, I'm going to be totally frank here, I don't think he can hack it. I recommended that he maybe do his CNA first to get a taste for it, but he's insisting he's prepared to nursing. Part of me is worried because a lottttt of people in my cohort in school were regularly partying and doing hard subs (was this the same for others??), and my cousin is susceptible to peer pressure.

How/where do you keep track of your to do list?

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What’s the norm as to what happens if you bring in a new client as an associate attorney? Do you get compensated for that? Do you get some kind of percentage? Do you get a bonus based on that client’s billing at the end of the year? Or do you only get a pat in the back?

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I met this guy in my neighborhood - we'll call him Bob - who has money. He said he has an adivisor he is happy with. I want to steal him away - what shld be my plan?

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have been killing it, way over plan for last 3 years. looks like 2023 will be rough. should i get a new job now while my personal brand/ “stock” is up or wait out the bad year? I like / need money

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Do you think #MeToo has paved the way for other social issues to get the large-scale attention they deserve?

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Anyone willing to share great design challenges they’ve used to hire content creators or digital strategists as part of the interview process? (Startup is in the wedding industry)

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Apple Watch. Do you rock the original strap or have you swapped it for something else?

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Additional Posts

Hello, I want to learn AWS, however I am not sure from where to start. Any suggestions would help.

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Any @EY associates/senior associates that can speak to their experience at the firm so far? Possibly making a move and kinda nervous.

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When your CD squeezes your ass at the Christmas party ☹️

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For a visual/ interactive designer and a digital artist what are the top platforms for both job titles? I’m trying to gain more experience on my own by studying each platform

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What’s the latest on E&IX with red hat abs cloud focus?

I'm graduating in December with a Master's in Physics. My primary focus both as an undergrad and a grad student has been on analyzing and visualizing large data sets with machine learning my primary focus as a graduate student. With all of the research projects I've been a part of it, it appears as though I have the experience needed to apply for Senior level machine learning/AI positions. Has anyone else done the same?

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has anyone been able to leave a poorly-regarded or no clout agency and go to a good one? i took the only job i was offered out of desperation but i'm worried i torpedoed my career right out the gate

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Do you get your annual raise if your on leave of absence from December to January?

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💪October Job Thread!

Drop any openings or opportunities you know of in the comments below!

Help another user 🤝

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It's been too quiet in here. What are some interesting new gaming things?!

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Hi Fishes
I saw a job post on LinkedIn for Software Release Manager in
IBM

This job actually interests me and I match all the criteria mentioned in the JD.

I am a software developer with 6 years of exp with CTC of 15LPA, how much do you think this job (software release manager) can offer me if I jump onto this opportunity (developer to manager)

Thanks

IBM

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I am into creator and community management can any help me to connect any YouTube shorts or Instagram employee

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Mortgage strategy question: moving from HCOL to MCOL city, selling current house and buying a new one. Will net enough equity from the sale for up to 20% down payment. How do you think about mortgage rates, points, PMI, etc for the new purchase? I'm in favor of putting less down and investing the difference, but not if the terms are worse.

And I'm talking with both a broker and a credit union - is one better than the other?

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Anyone here eligible for the COBRA premium assistance subsidy under the American Rescue Plan Act 2021? If so, have you received a refund or rebate yet?

Omnicom asked me to fill out the eligibility form but are still charging me for COBRA 3 months later.

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Hi, I'm a associate 1 at GMS tax, now that PwC has sold off the whole GMS unit to CD&R and is being renamed as vialto partners, is there any way to still go for an internal switching? Never been a fan of GMS tax anyway, would like to explore opportunities in corporate tax (preferably M&A / transfer pricing)

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Hi everyone! I’m earning $130k as an associate product manager at my firm (boutique consulting), but I’m looking to jump . I have 5 YOE , but I recognize I am earning kind of high for an APM. Should I expect, or accept a pay cut ? If so, how much is reasonable

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Question for the folks at Deloitte: does HireVue comes with behavioral questions on it or is it just a tool like Teams, Zoom for video interviewing? Thanks in advance.

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Amazon is the ultimate case study for great customer experience. I’m curious though from a design standpoint, is there a rationale behind the busy .com design? Is that what makes people spend more?

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Podcast recs for getting into an interviewing mindset?

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