Am I at risk if newer members of my team (4-5 months in) still don't have any of their series licenses?

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Posting as :
works at
You are currently posting as works at

Not sure how he is opening accounts without being registered. Morgan is pretty strict on that stuff right?

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Why would you be at risk

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I'm no longer at morgan, I'm at a HF and he's somehow managed to slide by

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Ie if he's doing a meeting selling securities am I at risk by association? Just checking

What is he an FAA

just take the fcking series exams

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