Dumb question: when do you file a s-4 and when do you file a defm14a for a merger (as in why one as opposed to the other)?

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S-4 is for registering new securities if they're needed as merger consideration and etc. Def M 14 A is the proxy statement for the shareholder vote.

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@OP generally yes, although there may be situations where you'd have a PubCo party where a proxy statement is not required. DEF14A is only when you're soliciting a stockholder vote.

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