like
Posting as :
works at
You are currently posting as works at

Nope. Used Paladin, though. Got a couple of clients but it is hit or miss

like

Related Posts

Can a company renege an offer after a bad reference? Will they?

like

I am in the process of finishing up my MBA but considering also getting my SPHR or PHR cert. Is it even worth it or a waste of time and money?

like

Does your primary employer allow dual employment even if it’s part time? If not, how would they know?

like

Is wearing formal compulsory at Sahyadri Park, Pune TCS ??

like

L&T Infotech is hiring Pan India for below roles: Interested people can drop their email id's and Names with respective Job Id's .

Post Photo
like

Looking for an apartment sublet in north slope/ prospect heights/crown heights from October 6 through October 20 or so.

like

Interviewed recently with @VillageMD. Anyone have any insight about the remote Medical assistant positions? Preferably someone who does or did work in that type of position with this company. How was the workload? How much time is usually spent on the phone answering calls?

like

Can we use the wellness benefit (500 at 75%) for Garmin GPS watches?

Good day everyone

Looking for discounts codes for Best Westerns and/or Accor Hotels in Europe.
Can’t find any in my company
Thanks !

like

Anyone have any info on Ausley McMullen?

like

Finger Lickin' Good

Post Photo
likefunny

Friends, help me with 11 likes to start DM .. Thanks :)

like

Any campus recruiters here. Please DM me

like
like

At my law firm, only senior associates and partners go to court and take depositions. Is this normal for a big/vault law firm?

like

Has it ever happened to you that you meet someone and they say they want a “LTR” however they don’t even put the effort to say hi or ask you things?

When’s the next CT 3 for $99 sale? Or a comparable quality/price point from another brand?

Realized I have a lot of blue shirts and need to add some more color to the rotation

like

Justice for Botham! Dallas cop convicted in wrongful apartment killing of innocent man.

like

Does anybody enjoy taking depositions?

like

Additional Posts in Independent RIA

We are going to start providing social media posts our marketing team created, mostly non-branded and you are able to auto-schedule them. No cost to use, specifically for our RIA’s who don’t get...

like

Texas FA’s when is your office re-opening?

likehelpful

Has anyone used Smart Asset for lead generation?

like

Any advice for someone in the middle of a merger?

like

Anyone use SmartAsset for leads? Any success?

likesmart

Why did you go the RIA route instead of a BD/HYBRID route? Did you start as an RIA or somewhere else?

Anyone with experience using a VA that serves financial advisors specifically? We are considering outsourcing some of our administrative tasks.

like

ADV clarification - i am now part of a smaller RIA, no longer affiliated with a B/D. I am trying to fully understand ADV requirements. Are there 3 main parts? Part 1, Part 2A and Part 2B?

like

Do we need to do anything special to accept international investors?

like

I am seeking Financial Advisors with established books who would like to explore independence. Independent Registered Investment Advisors (RIAs) are professional independent advisory firms that provide personalized financial advice to their clients. We are registered with either the Securities and Exchange Commission or state securities regulators. Independent advisors are trusted with over $5 trillion of their clients’ wealth. All queries will be held in strict confidence.

like

Anyone charging for held away assets?
How are you positioning this? Do you charge the same amount as assets under management or is it lower?

I’ve been in the industry for 23+ years, 16+ of those spent as a Producing Branch Manager. I hold S7, S63, S66, S24 and I’ve completed the education for the CFP (need to pass the exam). I excel in relationship building and providing exceptional service. I’ve only been on the full-service side for the past 2 years and my book of managed money is about $10M, with another $10M+ being self-directed by clients. I’d love to find an RIA job, what type of role would be suggested?

likesmart

Does anyone have insight on what a trading/portfolio manager role should make at a smaller RIA (less than $2B AUM). I am the first in my company to be in a trading position so am not sure what I should be expecting in terms of salary and overall comp. Thanks!

Our goal is to add advisors since we are in a growth mode across the US in twelve offices. We’re offering culture, significant payouts, succession planning, and more. RSVP to Connie.

Best way to generate leads today?

Average salary for a Senior Associate who’s in the process of getting their CFP?

like

What’s it cost to work with an attorney when leaving a firm?

How many times do you follow-up with clients for an annual review? Do you email and call? I have emailed twice (no calls yet) but no response from the client. Keep trying or wait for them to reach out to you at this point?

like

How do you advertise?

like

Looking to refer a friend in the Las Vegas area to an independent advisor for term insurance and basic retirement planning.

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the
Fishbowl app

See what’s happening in your industry
from the palm of your hand.

A phone with Fishbowl app

Scan your QR code to download
Fishbowl app on your mobile

Download app

Sign up for free to view this conversation on Fishbowl

By continuing you agree to Terms of Use and Privacy Policy

Already have an account? Log in

Sign up for free to continue using Fishbowl

By continuing you agree to Terms of Use(New) and Privacy Policy(New)
Messaging rates may apply

Already have an account? Log in

For account settings, visit Fishbowl on Desktop Browser or

General

Legal