Trying to learn more about compliance for the Markets in the US..any book recommendations?

like
Posting as :
works at
You are currently posting as works at

Any thoughts??

Related Posts

Recently lateraled as a public defender in HCOL area to ID in LCOL area for $$$. I’ve been at the job a little over a month. My concerns are that I’m getting very little guidance or mentorship, and I’m worried about not hitting billable hours (2000 requirement but I am just over 80 for the first month). I am only in charge of a ~5 cases atm and struggle with figuring out the next steps, etc. I’ve met all my deadlines that have come up. Thoughts or advice?

like

Do you know anyone who was hired by their parents?

like

Has anyone done online teaching with VipKid?
I’m considering it as a side job.
Any other ideas/suggestions would be great

like

McKinsey & Company Can anyone confirm if McKinsey & Company are doing inflation salary adjustments as of Jan23?

like

I’m planning to buy the study materials for the SHRM-CP certificate through Amazon. What are the best ones to obtain?

likehelpful

New in San Diego and want to explore the city? Me too 😂 comment bellow. I’ll send a message 🙌

like

I need an opinion, which field is better in terms of compensation and work/ life balance , a sales producer or adjuster ??

like

For advice/fee based platforms: SEI Private Trust or Envestnet as your preferred?

like

@Partners - how much money do you need to invest I to the firm to get your partner share?

likefunny

What are salary rates for an Art Director in NYC these days? $90k $80k?

like

Hi ,
As this is my first month and hopefully I am going to get my first salary in ZS...
Please let me know as when can we expect to see/get out payslip and when will the amount get credited??

like

Hi Everyone,
I am looking for a job change , I have 8+ years of experience . I have 6 years of experience in HR generalist and 2 years in Knowledge management.
My current package is 8.2 lakhs and expected is 12 - 15 lakhs
Request you all to fine me a good opportunity I will be grateful to you all


Hoping for positive response.

like

People who don't have new year plans or planning to make one. Feel free to connect over @HeyDoesntMatter on telegram.

Lets connect if free for conversation.

like

My kind of protester.

Post Photo
likefunnysmart

🍿🍿🍿🍿in two minutes!!

Post Photo
like

Joining Accenture Strategy in the Fall – any notable benefits I should be aware of?

𝗕𝗼𝘁-𝗯𝗮𝘀𝗲𝗱 𝗦𝘂𝗰𝗰𝗲𝘀𝘀𝗙𝗮𝗰𝘁𝗼𝗿𝘀 𝗕𝗹𝗼𝗴𝘀 𝗧𝗲𝗹𝗲𝗴𝗿𝗮𝗺 𝗰𝗵𝗮𝗻𝗻𝗲𝗹!

Scan the code or click the link in the comments

#SuccessFactors #Blogs #Learning #SAP

Post Photo

I’ve been in a relationship now for two years. We are living together. We talk about the future etc. I could easily see myself marrying her. However, I have an issue… cont

like

How much do MDs make? What is their comp structure like?

like

How many leaves are there in PwC AC. Do you guys have winter disconnect?

Additional Posts in New York - Governance Risk & Compliance

Hi, hoping to get some guidance around this, but how much is everyone making in compliance working for a bank in Nyc?

like

In what circumstances and for what type of roles do they offer sign on bonus in banks in NY? I'm a Compliance Director.

like

What's the work culture and environment like in the compliance departments of Citi and JP Morgan in NY/NJ?

like
like

What is the salary range for an Executive Director in Risk & Compliance in a bulge bracket bank in NYC?

like

How much does a Director of Compliance Assurance make in a bank in New York City?

like

Hi ! How are you doing ? My name‘s Chris and I work in the compliance department at Deutsche Hypothekenbank in Hannover, Germany. I‘m looking for professionals who are passionate about capital markets

like

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the
Fishbowl app

See what’s happening in your industry
from the palm of your hand.

A phone with Fishbowl app

Scan your QR code to download
Fishbowl app on your mobile

Download app

Sign up for free to view this conversation on Fishbowl

By continuing you agree to Terms of Use and Privacy Policy

Already have an account? Log in

Sign up for free to continue using Fishbowl

By continuing you agree to Terms of Use(New) and Privacy Policy(New)
Messaging rates may apply

Already have an account? Log in

For account settings, visit Fishbowl on Desktop Browser or

General

Legal