What is a “form check”?

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You get a checklist of the applicable SEC rules and make sure you document (for example, 10-Q or proxy) complies with each of them. Practical law has checklists if your firm doesn’t

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to make sure that your SEC filing complies with the latest SEC rules

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Look for a form check checklist (10-K or proxy) on your internal system. There should be one you can use to go through and check the rules. Make sure to pay attention to the type of filer (small reporting company / emerging growth, or not). As the requirements for filing differ if you are an SRC OR EGC.

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Interesting. Thanks for the replies guys. Not working on a filing. Purchase agreement (M&A). I assumed it meant terms, section references, general editing, etc. Think it has a more particular meaning in this context?

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