What are the consequences of getting fired for compliance errors in finance? Can employers see if someone got fired for compliance?

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What’s compliance errors in finance? You made an error in your work, or is it an integrity issue?

In Asia, most big financial firms do background checks before the offer is confirmed. They also usually have an on-boarding form that you have to fill up and one of the common questions is to declare if you have been laid off for integrity issues.

In the us, a compliance error is anything that breaks the law, or an error that can lead to a lawsuit or regulatory agency investigation.

For instance let’s say you apply for a consumer credit card. If you are declined, the financial institution is legally required to send you a letter that says you are declined, if they don’t that is considered a compliance error.

Compliance errors? Need specifics as that’s not a general term anyone uses. Some compliance issues are reportable on your U5 and will follow you for life.

When they ask you why you left, how are you gonna answer?

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Had a fight with my MD or let's say more like argument. After that the next 2 months was endless nitpicking and pulling me for mistakes that aren't really in my control.

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No negatives/issues in my f22 feedback. Utilization above target. Way Above average
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PS: Ignore typos. Written in anger

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@PWC is worst company for freshers. They are force innocents to resign by themselves and threating then to not to mail anyone and not share this context to anyone worst company, if layoff means ok removing and threatening to not to disclose to anyone means the have lost every single moral. Don't fall trap in the brand name @PWC.

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I was recently laid off and I am actively search for a new role. I am mainly targeting ScrumMaster, Product Analyst, and Business Analyst jobs, but I am open to others.

Must be located in Austin, Texas or fully remote.

EXP
5 Mo- Business Analyst 3
1.5 Y- Venture Capital Associate
1.5 Y- Strategic Planning Analyst

Certifications
ScrumMaster
Specialist Accounting and Finance
Specialist Business Intelligence

Contact
737-707-5156
ajaspercannon@gmail(dot)com
www.linkedin(dot)com/in/jcstrategy

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