Anyone with the latest version of a disclosure checklist for SEC commercial / tech, from a reputable provider (CCH, DART, etc.) want to earn $40? Client can’t seem to get approved for a license in time for issuance on Monday..

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$40 lol

funnylike

Your firm should have resources internally that you can pull this from.

like

crowdsourcing the control deficiency assessment too?

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This is a wild ask

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It sounds like a control gap - what are they going to find before Monday? That should have been done weeks ago. If you’re worried about the document, you can have the team do the checklist before they issue or send it to someone in SEC services.

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Requesting this on fishbowl is nuts.

Do you have access to ARM?

Isn’t that in PPC

I thought every firm had their own disclosure checklist to download and provide to client…

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