{ "media_type": "text", "post_content": "I have an issue: just been informed by compliance I have a violation. Using a brokerage restricted and at this point I am at a loss. I sold off all my stock just to comply. Then put the only stock I kept with the broker, the other one is my wife’s employer 401k savings broker. The instructions say they will reach me within 90 days for next steps. It also says there may be financial penalties. \n\nWhat should I do? I replied the email immediately asking for help. I am a new to Deloitte and the US", "post_id": "619bc5948f6f8e003494befe", "reply_count": 0, "vote_count": 0, "bowl_id": "5bdd407de63a4900177c0817", "bowl_name": "Global Regulatory Compliance" }

I have an issue: just been informed by compliance I have a violation. Using a brokerage restricted and at this point I am at a loss. I sold off all my stock just to comply. Then put the only stock I kept with the broker, the other one is my wife’s employer 401k savings broker. The instructions say they will reach me within 90 days for next steps. It also says there may be financial penalties. What should I do? I replied the email immediately asking for help. I am a new to Deloitte and the US

Posting as :
works at
You are currently posting as works at

Related Posts

If I switch Big4 and go from audit to advisory would I be let go immediately or would I be able to do my 2 weeks notice? Plan is to have the 2 weeks end right after filing but don’t want to risk losing health insurance for the month lapse

like

28 yoe - Is my 401k too heavy on total stock/s&p500 if I decide to change allocation to 50% VFIAX, 40% VTSAX and 10% International total mrkt? Currently my allocation is 50% S&P, 30% Total stock, 10% International and 10% Bonds. Realized bond is making almost no money so thinking of switching moving forward. Outside of 401K, I auto-invest $500 in S&P500 every week. Am I going too heavy on one index?😭

like

If I start a new job this month and contributed 17k to my Big4 401k this year, do I just tell the new 401k how much % to take from each pay check to hit 2500 from now till Jan? How will they be able to know if I accidentally go over?

like

Anyone here ever get promoted, raises, or bonuses the same year as your maternity leave?

like

Question for those of you who max out your IRS contribution for a tax-differed 401k: what happens after you have hit the contribution limit? Do you still get matching if you can no longer contribute?

like

I've been a yeild analyst at a big publisher the last 8 months. I'm taking on work beyond me role and excelling. I love my workplace and team, and this place sets me up for the career trajectory I want. Another offer fell into my lap recently, 20% more pay, better benefits, 100% remote, and I'd get experience trading. Despite only having 8 months of programmatic and some media buying down, I was offered a senior role, that I don't feel I know enough to be effective at. Am I overthinking this?

like

Hi All, I am currently working on healthcare service domain as QA Analyst. I have experience working on the functional testing of the FHIR apis, mainly the DaVinci and USCore IGs - provider and clinical apis. Have working knowledge of the Postman and SoapUI tools. I have experience working closely with the clients, understanding requirements and coming up with test scenarios, defect logging. Request you to please point me towards any available opportunity.

like

I am expecting an offer coming in from a small/mid level consulting firm for a managed services position. I currently have almost 4 years epic build experience including implementations, break-fix, optimization, and normal support with 4 certifications behind me. This would be my first consulting role. Is 105k salary a good offer at this point. I would be a benefit eligible(terrible healthcare) full time employee.

like

Need advice: I have a young child who’s father has been mostly absent. Sadly, he passed last month and just found out he did have a life insurance policy with my child as the beneficiary. I was told that I can also claim his SS benefits for her as his only beneficiary until age 19. The question is what do I do with this money?? Can it be put into a UTMA account? I quite literally know nothing about these types of payouts and the rules associated with them.

like

I only have a 401k but wondering what I need to do, if anything, when it comes to tax season. I was late to the savings game so I have no idea if I need to report anything, pay taxes, etc when I do my yearly taxes.

like

Sooooo I am trying to figure out if I should put 6k into a Roth IRA or a traditional IRA for 2022. I have the money now. Currently, I am in the 22% tax bracket and can contribute to Roth IRA. However, I am engaged to my fiancée. The wedding is currently set for 2023, but we are considering doing a courthouse wedding late December for tax benefits. He is in the 35% tax bracket, and if we are married at year end there would be too much 2022 income for a Roth. Continued…

like

How much money do you have left over after you pay all of your expenses and tax? After taxes and rent, healthcare, 401k, and food, I have about 12-14k left over at the end of the year. Is this low? Should I be saving more?

funnyhelpful

How is your company’s health insurance. I recently left PwC and I thought the $300 a month for a family of 3 for the HD plan with $8,000 deductible was high. But at new firm I’m paying double that with a $10,000 deductible.

like

We are reviewing benefits for our company. I am keen on knowing what's your company doing with the below. pension contributions, how much is employee and employer contribution? Secondment pension contribution? How much PTO? any help would be appreciated.

like

What does everyone think about RSMs healthcare consulting practice? Worth making a change?

like

Just accepted an offer with JP Morgan. Starting soon, any benefits I should be aware of?

like

Step by step guide to giving notice? Getting closer and closer to the date I’m going to give notice, but can people with experience put in some tips or advice, like 401k rollover etc.

Intl 🐠 What do you plan to do with your 401k? I'm Canadian, planning to eventually move back to Canada. Do I wait until I'm 60 to withdraw? Is traditional better than Roth 401k in this case?

like

Ended up owing $700 tax.. nothing much to file just w-2 numbers and that were it - used turboCurrently putting 6% to meet company match, would putting more into 401k avoid owing tax at the year-end?

like

I work as a developer in an insurance company, and I've noticed that all my friends at tech companies seem to have much better benefits. Are the differences between non-tech and tech company benefits really that high?

like

Additional Posts

Really looking forward to my upcoming vacation time and the moment I get a message saying if I could reschedule my time off because “everything is hot right now”.

like

For folks who have left MBB to go to another role in consulting or industry, what typically matters more, total YOE or the level at which you leave MBB? Also are YOE at MBB/consulting typically valued as more valuable than YOE elsewhere when applying for exit ops?

like

Can someone explain how the amount in line 6 (taxable income) of form 8990 is calculated? Is it just taxable income less ALL interest expense for that year?

like

Please lemme know if any project opening? I am on bench for over a month now...joined Accenture on 10th dec, level 9, SQL DBA..

like

Interviewing with a startup called Qventus, any insight on culture, salary bands etc…Thanks in advance!

like

How does a consultancy within a holding company maintain its bench, when it's constantly eating margin?

like

What's a normal salary range for juniors in LA?

like
like

Hi Fishes , How much can I expect as CTC ( fixed plus bonus ONLY excluding esops) from one of the FAANGs with around 8.5 years of work ex with a senior data engineer profile. It will be really helpful if you could share your insights. Thanks in advance.

like

What’s the best new bank account and credit card promotion going on? Want to open each

like

1st year post-mba realizing a meaningful part of the job is saying you were wrong without actually admitting fault or saying that you’re wrong lol. My go-to euphemisms enclosed. Let me know yours :)

like

My husband is a big 4 consultant in the US (M level, 8 YOE). Thinking of option to relocate to Indonesia. Can you guys share what is the total comp in Indonesia for his level please ?

Whoever scheduled the Thursday Night Football games should be fired.

like

Is Protiviti hiring h1b folks now?

likefunny

Do any of the MBBs in North America offer sabbaticals (e.g. where you can take 1-2 months of unpaid leave annually or biannually, in addition to your paid vacation time)? Is there a tenure requirement in order to be eligible for such a program? Thanks for any insights

like

Thoughts? Which is more competitive for HSW MBA: Stay on 1 year and get promoted to manager at MBB (3 YOE at promotion) or exit as an associate to a top PE fund but forgo the manager promotion? Hoping to differentiate my app and could always try and exit after promo but aiming to apply in 2023 and would have very limited time in the new role

like

Anyone else have family members who don’t understand that I can’t take personal calls/texts all the time because I’m trying to meet my daily billable goal?

likefunny

Which form of marketing (brand vs. product), does a typical Strategy Consulting role best prep for as a realistic exit? Also, between brand vs. product, marketing which is a more preferable exit?

like

Can anyone DM me the case material you received for your case interview for FDD position? Curious to know what they look like.

like

Can you show with more than one homeowners insurance broker? Just in case they use different sources? Or is that not wise to do?

like

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
Download Fishbowl to see what others are saying
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the Fishbowl app

Get realtime notifications and see
what's happening in your industry
from the palm of your hand.

For account settings, visit Fishbowl on Desktop Browser or

General

Legal