New to Robinhood and stocks! How to make sure that we are abiding EY independence while purchasing stocks?

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Wrong EY1, Robinhood can be added to the automated Broker Dealer feed through Apex Clearing Corp on GMS.

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You would have to report everything manually in GMS b/c there’s no automatic brokerage for robinhood

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OP if you can find your way to the Global Monitoring System through the independence page, there is a tab at the top that says search (I think). Before you do any trading you should search the holding there. I find it’s easiest to search by ticker number. Then as long as you get a green shield symbol, you’re good to go. Some holdings will be completely restricted, some will require further investigation.

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Then enroll your name in unemployment

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Securities are still securities regardless of the trading app. Add the platform to the broker fees or individually report the securities.no big deal either way, just be careful with your purchases.

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At what level do you have to report what stocks you invest in?

All levels

Is it because we have clients? I don’t remember this in new joiner orientation, but also I wasn’t investing at the time so I might have tuned it out as irrelevant to myself...

Do we have any other restrictions? Or just can buy anything and report it?

Also, there’s a WBL on independence that you might skim through just as a refresher.

Just go for I️t and plead ignorance when your name is called

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