PwC I got married in Jan 2025, but I didn't realize my spouse had non US stocks at the time. I reported them all in April 2025 once I found out, dating the 'acquisition' to our wedding date. I'm being audited now for late entry and exception and am worried about the consequences. Since I don't work on any of those clients, they weren't restricted for me personally. Has anyone gone through this? Will I be fired or just fined?

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Posting as :
works at
You are currently posting as works at

Worst case or maybe best case move onto another firm.

likefunny

Also to clarify some of them were audit clients but not restricted for me personally since I don’t provide services to them.

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Generally not the biggest deal. Get your Partner involved so that they have your back. Just be honest and say you had no idea until you were filing your tax return for your spouse and saw the accounts.

RL should do it. They’ll be notified anyway, so might as well get ahead of it. They can also also give guidance, but it’ll always be to tell the truth and admit that it was an honest mistake

Did you do the ACC yet? Depending on how you answered there while held can affect consequences. likely 5% bonus hit

Yea I did something similar, self reported 529 plan i opened while on maternity leave and didn’t realize it until a training a year later but at that point I had answered wrong on the ACC so they docked my bonus 5%. Tried to explain but they were pretty black and white about it. (Note the holdings were already logged since its same investment as in my brokerage with BSP, they were focused on the account itself). Anyway Good luck!

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