So, I haven't received an offer yet but they have already run a background check and sent me both a conditional U5 approval and a FINRA info request. Can I assume that an offer will be soon to follow?

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Posting as :
works at
You are currently posting as works at

Who is “they”

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New York life. For an Associate Partner role.

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Any other context? Verbal offer from internal recruiter / hiring manager?

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No offer. This will be a move across the country for me. I had the first interview on Friday, then ran a background check that night. This morning the manager I interviewed with said that the assessment went well and that they want the next interview in person. We haven't scheduled that yet. And then the form U5 conditional approval came over via email and the FINRA info request.

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Hmmmmm. Have you already given notice?

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I won't be bringing any clients. It's a non-sales role that I'll be transitioning to.

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