Worked in Financial Services and Wealth Management for 12 years. CFP working in the banking channel and completing my MBA within a few months with a focus in Mergers & Acquisitions. Really can’t take the stress and compliance involved with being an Advisor anymore I’m losing hair everyday. Any suggestions where to go?

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Less compliance stress at RIAs. Don’t feel any pressure whatsoever. Unless you’re completely done w the advisory space.

Yes I know because you RIA’s aren’t under Finra. I’d love to join the RIA side but my book isn’t portable.

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Hello Fishes,
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