I am a non-audit service line manager at Big 4. I recently found out that my spouse's retirement account holds a stock that is restricted. It was only less than 500 shares and was purchased before I joined the firm. The stock was disposed sometime when I was a senior. Will I be fired? Anyone had such experience or heard anything?

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Posting as :
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It is very unlikely that you will be fired Momo Momo.

likesmartfunny

You don't need to disclose it. Keep not knowing about it

likeupliftingsmart

Start looking for a new job.

Haha joking, just disclose and take the angry emails from independence and you’ll be fine.

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Disclose and let them know you disposed of it. It will be a slap on the wrist at best. Sadly, materiality doesn't matter in independence violations. It's binary, as you have a violation or you don't.

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