Last week I received an email stating - independence compliance for the anticipated management group with an attachment of independence compliance checklist. The first line of it says “congratulations on your promotion to the management group” and then discusses about the independence compliance.

My contribution in PD is “in line with high performance”. I’m S3 but my PML did not discuss anything about my promotion to Manager.
What does this email mean ?

like
Posting as :
works at
You are currently posting as works at

It’s the independence group making sure anyone in the pool of people possibly promoted to manager will already have their independence issues in order. As soon as someone is promoted to manager they’re required to set up KICS reporting and linkage to your brokerage accounts, etc. This is all to comply with SEC independence requirements.

like

Related Posts

Hey everyone! Welcome to the bowl! :) Please circulate our link on other bowls!

like

What’s the best way to send a package from India to the US by mail?

like
like

Need single room / good pg near Deloitte USI Bengaluru. Any leads?

Also if anyone does cab pool from Marathahalli to Divyashree Technopolis, ping me.

like

Which one of the two has more long term monetory benefits/growth? Working as a product manager or working as a software developer. I need an honest opinion.

like

Hi All, I heard from someone that wipro is stopping recruting ex-wiproites like tcs? Is that true?

like

Any manager present here ??
My current CTC is 8.5 lpa , YOE - 5.5 and i hve an offer of 18lpa
Thing is I want to get retained by Wipro, can Wipro retain me with 13 or 14 lpa ??
I want to know from manager perspective how they retain someone

like

Anyone else long on AMT?

like

Anyone elsa was recently admitted into Kellogg and/or MIT?

one thing I do not do is pick up the phone before 9:30…after 7 years, you would think they’d learn.

likefunny

Is it a red flag if someone says they don’t believe in self help books like Atomic Habits, Attached, etc?

funnylike

In the future I hope to start a microfinancing institution in my country (developing country).

As I’m getting work exp for now, would working at PE get me the relevant exposure or skillset...(cont’d)

like

New job at a smaller law firm which provides a stipend for health insurance vs group coverage. Any recommendations for NY health insurance?

like

Hello I am from Ghana and am looking for a work abroad a company that can support my visa or give me a visa Sponsorship or work permit invitation letter to apply for my visa any help please …

like

Just started about 3 weeks ago. Ordered a work phone, FedEx admitted they lost the package, I’ve tried calling Deloitte and at&t seems like nobody is coming up with a solution. Any help here?

like

What are some reading centers you do with your 5th - 6th graders while you pull a small group?

like

Started my first in house job last Monday. Anytime I read anything I keep reaching for a timer but there’s nothing to bill lol

likeuplifting

Do we need to apply against each relevant jobs in naukrim or we just need to get our profile updated on naukri to get calls?

like

Top companies or types of companies for consumer insights/analytics? E.g. in terms of opportunities to learn, general progression, salary, etc

like

I’m looking to go back to school for my bachelors in health administration but I have 3 kids and a full time job so I’m looking to do online classes, does anyone know if a online degree from SNHU is respected in healthcare at all

like

Additional Posts in Audit Bowl

So what's the deal with read receipt requests? Are they timing people once they have that notification? 🙄

likefunny

Is it burning a bridge for leaving PA after only less than a year working in the company? I am in the verge of giving my two-week notice.

likehelpful

Just signed the outside employment form in KPMG onboarding system. I actually wanted to start dabbling in creative writing as a potentially monetizable hobby, but I'm guessing this may pose issues.

Definitely interested in the "exception from this policy may be requested if provision of non-professional services doesn't interfere with one's duties of causes conflict of interest" clause, though. Has anyone been able to get one of those before?

likesmart

BakerTilly people, what application do you use to prepare your financial statements? Do you use word/excel?

likefunny

Unfortunately was dragged into an audit despite the fact I don’t work in audit. Why does audit RM say yeah your hours will be 50 hours/week when you’ll have to work way more to do the audit. Seems very dumb - if you have work do it, if not don’t work…

like

I have submitted my background check for the new offer. One of my previous bosses I referenced and now I am trying to call and text him to inform but he’s not responding so I am worried. (Cont’d)

like

I have a question for associates, what would help you the most in your job right now? It could be technical, communication, training, mental health. What are you biggest problems and struggles?

like

Falling asleep while looking at audit documents. How do you stay awake?

like

What are Auditors making at start ups/unicorns? Obviously the Software Engineers are the ones making small fortunes, but what about Auditors? Are they granted a good chunk of equity as well?

like

Why do people accrue prepaid expenses?

Since starting in January I have:

Spilled water on my laptop and backed into a parked car less than an hour apart.

Got a ticket for a rolling stop vs. full stop.

Can I start January over?

like

Could someone explain what finance closing process is? I passed CPA and have audit experience but I don’t really understand how industry accounting cycle works :( What does it mean to close the books? Are they referring to 12/31 deadline? Do all JE have to be recorded within this date? How does one close it?

like

For the NY CPAs out there- how long did it take to receive your license? I submitted my application in late October (incl. transcript, work experience form, etc.) but haven’t heard anything. Is this normal?

like

As someone who has spent 7 years in the recruitment field specifically helping those who originated in audit or partnership tax compliance I’d be happy to answer anyone’s questions! Please only those that live and work in NYC.

like

Just got a rousing pep talk from my partner about how being a partner in public accounting is the “greatest career anyone could ever dream of”. Feel like he’s still trying to talk himself into it, too.

funnylike

New to the US. Currently based in SF, CA. What is the most efficient and cheapest way to gain more CPA credits? Require 30 more credits.

like

Could anyone kindly tell me about the Investment Management and Private Equity Audit Group at Deloitte? 1. Work Life Balance (Is it worst than the ordinary Big 4 WLB?) 2. Is it an entirely different audit from commercial/retail audits (think account balances etc.) 3. Difficult to learn how to audit clients in this industry without prior experience in the industry?(been doing commercial audits for 3 years) 4. Are there relatively good exit opportunities for this audit group? Deloitte PwC EY

like

Is anyone currently pursuing the CIA certification or recently passed? I am having trouble passing part 2. Any advice is welcomed. I passed part 1 over a year ago and haven’t been able to accomplish the next hurdle.

like

Are budgeted hours as big a deal at Big 4? I've legit been asked why I charged 8 hours one day on a client I was assigned 40 for the week. It makes it difficult to hit utilization targets too

like

Curious about PA M1 bonus. IA to be precise. What’s the percentage?

like

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the
Fishbowl app

See what’s happening in your industry
from the palm of your hand.

A phone with Fishbowl app

Scan your QR code to download
Fishbowl app on your mobile

Download app

Sign up for free to view this conversation on Fishbowl

By continuing you agree to Terms of Use and Privacy Policy

Already have an account? Log in

Sign up for free to continue using Fishbowl

By continuing you agree to Terms of Use(New) and Privacy Policy(New)
Messaging rates may apply

Already have an account? Log in

For account settings, visit Fishbowl on Desktop Browser or

General

Legal