Hi, I'm joining sdc in Statutory audit domain. I'm using upstox as a broker for investing. I received a mail that I can't work on some 600 entities. Is there any other broker without any such restrictions?

Groww or zerodha or any other broker

like
Posting as :
works at
You are currently posting as works at

Irrespective of brokers you can't make trade / create position in entities they have mentioned.

Yes, it is not the broker but one of these -
1. The company you have invested in directly
2. The company you have invested owns stake in another company
3. Other potentially restrictive client relationships like certain type of vendors, JBR, JV, partnerships etc
Etc.

Also, if you invest in future/are investing currently then you need to record your investment positions promptly in the independence checkpoint tool or else it could lead to very strong compliance issues... (Of course this is after you join and you ll be provided training materials)

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