I have been in client facing wealth management as an advisor for 10 years. I haven’t built a book of business because I’ve worked for mostly discount brokers (Merrill edge, TDA, Etrade). I want to know how to transition to a non client facing role in wealth management or another financial role. I am series 7 and series 66 licensed. Any thoughts?

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works at
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Are you at E*trade now? Can you inquire about a transition to Morgan Stanley?

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Not currently at etrade but I have contacts. They pretty much made the financial consultants a referral channel to the FAs with MS.

What would you think of a paraplanner role? Compliance maybe? Analyst?

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If you’ve been client facing you definitely have experience in both planning and compliance, even if only tangential to your core responsibilities. Talk to your compliance manager or planning team for an informational interview. You got this!!

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Folks
Need some suggestion
I have got an new project with new technology in notice period.
What's should I do to survive the notice period.
If possible how to get release from it
As they are not interested in me for training and transition.

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Post Photo
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Hi fishes,
Need your thoughts.
I am done with my client interview and it went well but they are asking me to come to gugaon location.
I am from Bangalore location.
I directly said to client that I can't since I have my family here.
When I inform this to my manager he is saying how come u say like this to client.according to kpmg policy u need to travel to anywhere to work.
This is not good right. What should be my reply to the client in such a case and how to handle manager on this?

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Women in construction PMP® Certified Professional with 13 Years of Work Experience
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