Looking to get into an RIA. CFP and MBA. Any feedback or referrals would be greatly appreciated. Can’t take the brokerage world anymore. Reg BI/DOL is destroying my universe.

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Posting as :
works at
You are currently posting as works at

How is reg BI/DOL destroying your universe?

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@MN Financial Planner yes this is what I meant. My firm got into a lot of trouble for KYC related issues a few years back, money laundering and what not, so now they scrutinize everything from multiple perspectives and they take it to the next level. It’s become close to impossible to get anything done. My firm is also notorious throughout the industry for being by far the strictest firm on the block with compliance, as confirmed by multiple wholesalers I speak to. This is why I want to get into an RIA and in an environment where I’m no longer made to feel like a common criminal for opening an account for a new client and then once again made feel like a criminal for making an investment recommendation.

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Following. I am transitioning to New Edge Advisors and dropping my series 7 for this exact reason.

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Yes, love to hear more about the above, too!

Too much scrutiny,

You in the wirehouse channel? Let me guess… WFC, UBS or Citi? —I doubt bank. PM me your T12 GDC and I reply with a number. GL

Where are you located?

NYC

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I am at a Pharmaceutical Tech startup and we are hiring!

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Compensation is highly competitive

DM a link to your resume if you are interested

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Have a business and need a simple and
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Openings at OpenText

DM me or send a mail to
referralhelp.op@gmail.com.

Please mention YOE, preferred location(blr/hyd), tech stack and the job id.

For other openings visit the career portal
https://careers.opentext.com/go/India/2619917/

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Hi everyone

I am looking for the Java Developer job positions. Skilled in building Web and Microservices using technologies like Java, Spring Boot, Microservices, AWS, Docker and Kubernetes.

Could you refer me

Thanks

Luking 4 below profile candidates. Dm
Role: Java Backend Developer (Java 8, Spring Boot)Relevant Experience: 2-8 years Positions: 6
Skills/Hands-on development skills n Java8 features like  Streams, Lambda expressions, Enhanced 4 loops, Parallel processings, etc./ Hands-on development skills n Spring Boot, Microservices & JPA/Hibernate/ Exp in designing, analyzing & troubleshooting large-scale distributed systems/Exp in any Java based rule engine implementation 4 work flows.Dockers,elastic search

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