Client has a VA w Principal in an IRA Rollover account w high expenses and no other benefits. My B/D has a selling agreement w them, can I get listed as the servicing agent until it can be moved?

like
Posting as :
works at
You are currently posting as works at

Do they typically appoint without submitting new business?

like

Yes. I've never sold a JH annuity in my life but I'm the rep of record of about 6 contracts.

like

You should be able to get a change of B/D agent signed once you're appointed with them. I'd also look into how much can be withdrawn now (10% plus gains usually).

like

Related Posts

Other than citizenship, are there any other benefits of having a baby in the US vs in India? My wife and I may not be settling in the US, depending on what we decide over time. With that in mind, my wife is siding towards having the baby in India. When I checked online, I don’t really see any benefit except for the citizenship. Any inputs appreciated :)

likefunny

Hi! I just got an internship offer for beauty formulation for Amway! I was wondering if anyone had experience with this company before? I’m currently in the product formulation position for ~ $25/hour, paid housing, and additional benefits like dental and health care. Plus, they said I could get free/cheaper transportation if needed! I would love to get advice if anyone has worked here before or how good the benefits are since this is my first internship! I haven’t accepted it yet!

likefunny

Beginning to think I structured a (freelance) project poorly. Deliverables are 3-5 T-shirt designs, which will *also* serve as part of foundation for their existing branding.
I’m working at my hourly rate, and delivered several concept sketches. Since they want to use these designs for multiple swag items beyond T-shirts, should I have included licensing fees per usage (mugs, etc), or just raised my hrly rate? Or just do flat rate per concept that details usage options?
Sorry so detailed! TIA!

like

Closing is scheduled for Friday, and client (buyer) just informed everyone (lender, lender's counsel, seller, seller's counsel, and us) that they decided to have another affiliate take title to the property. Never mind all the signature pages are sitting in escrow. It's these moments that make me hate transaction.

like

Guys need a small help
Please let me know some details on the benefits and salary for Senior Associate position at PWC,

What should be ctc ?
Associated benefits?
YoE: ~5
Consulting division

like

Hello People,

I need some help. I have 3 YOE.
Package I told I am expecting is 8.5lpa
Recently I have been looking for a job switch. I have recieved an offer from a startup company whose client is hpe. HR round was taken by a HPE manager too. They told they have 25-30 employees in hpe. They have other clients like Deloitte, PWC .
He told after 6-8 months of performance I can be in direct payroll with HPE.
So is it a good idea to join ?
Or shall I look for other jobs ? Please help ..

like

Has anyone done a collab with influencer MIKIRAI? I know she’s a big deal but i’m trying to figure out if she’s worth the money, our agency just had a bad experience with an influencer and the client is not happy. We need to make a comeback! All insights are appreciated.

When receiving dinosaur equipment from the client…

Post Photo
likefunny

How many matters is typical for one associate to handle (BL lit)? I know it is group-specific, but just trying to get a general idea. I’m a 2nd year and I am the only associate staffed on about 30 cases-meaning I keep track of all deadlines, do all day to day assignments, keep on top of following up with client/OC, and all research/drafting. Partners handle deps/court but that is about it. Is this a normal case load to be responsible for as a jr? I being dramatic by thinking this is too much?

like

I have come for RTO after withdrawing resignation only to hear from the security guard that I'm TERMINATED from client end! I have not received a single mail on it. Rather, Accenture retained me for the same client's project. My AVP, Manager, HR all aware. They are telling I'm on Accenture payroll. I got a re on-boarding email from client end today too. What's going on?

like

Looking for a referral at Deloitte, PwC, and BCG! In my senior year of undergrad with extensive consulting/healthcare/analytics experience.

like

Any comments on Seimens Energy project in LTI?
How is work life balance and general wprk culture there

like

In 2018, I founded a boutique ODD advising firm with a primary client base in healthcare and biopharma. I am now transitioning from FT consulting through my firm and exploring new opportunities.

I have over 25 years’ experience in healthcare and oncology clinical research. While I’ve worked in a variety of business entities, my preference is start-up to mid-size. If there are any HCLS/health tech companies looking for an exp. professional that can hit the ground running, I’d love to chat.

like

Any Deloitte consulting managers transfer from US to UK? What was your starting salary? Been at the M level for a couple years. Lots of industry expertise in my field too. Wondering what to expect for M level. Hoping for £90k + Benefits. Unreasonable?

like

What’s the hardest problem facing provider side healthcare?

like
like

Hi folks, Hows it like working at Novartis for long term? I understand that hikes are abysmal at Novartis. But I would like to know if there are any long term benefits to it. Novartis It would be helpful if you can let me know your perspective. Thanks Novartis

like

Hi all! Could anyone help provide some insight into how good the maternity leave policy is at EY? Thank you 🙏🏻

For those that work at big4, does maternity leave benefit only kick in if you’ve worked for the firm for at least a year? Or does it apply immediately?

like

Asking from nagarrians.... Have you ever asked HR to increase project commitment bonus/ allocation? If yes, then did they agree and how much?
You can DM if you are not comfortable sharing it here.
I am working in a high demand project and I feel that project commitment is way to low

like

More Posts

I am quite early in my career and currently working on my masters in data science. Any tips on what kind of projects I should include on my resume and if I should include them?

like

Can I get 11 likes to enable chat option?

Please support!!

like

Hello Fishes,

Got an email today to close Tata Mutual Funds as it's restricted entity. Basically I am from Advisory team and not from Audit or Tax department.

Do i really need to close the Tata Mutual fund?

like

Hi Everyone,

Whosoever have joined cognizant in 2020 and post that the notice period will be 3 months and not 2 months.

like

Has anyone used PracticeDump to study for CFE? Is it legit? I’m thinking of getting it since it’s so much cheaper than the one offered by ACFE website

like

Hi Fishes,
What is the impact on rating and overall, if I have got all snapshots good but for one snapshot its like at level for 4 parameters and 1 parameter partially demonstrated at level and have got a development action on that. Can you please advise on what will be the repurcussions and how to deal with this situation as the CRT are round the corners. Thanks in advance!PwC

like

Have roth ira account with fidelity which doesn't allow me to buy crypto coins. What other platform can I roll it over to for investing in crypto

like

Just started a little over a month ago, however I’m actively applying cause it’s not what i thought. Should I add this to my resume? Nothing to highlight yet, too short of a time period.

Hi background in audit and soc compliance now working for a non-public firm but delivering support to the auditors. Being that I am new I am still learning all the processes however cannot find a single process narrative. In order to better my experience performance I have attempted to find some type of structure.
Nothing is compliant…..

Would you send over a file for review with your name on it when told for job security or respect yourself and understand why first

like

Does Comcast pay any allowance or provide any additional facilities for work from home? Eg: paying for internet? Comcast

like

Anyone know when we get our bonus as a new joiner?

like

I need some good career-development or finance-related books, anyone got any recs?

like

Who is reading?

Post Photo
like

Does company blacklist if you don't join after accepting joining letter

like

Can I simply upgrade from Amex Blue Cash Preferred to Amex gold? Or would both just be open at the same time since one is technically a charge card?

like

I own a 1973 Chevy nova and and a 1988 Dodge ramcharger. Eventually I want to put a 6.6L duramax in the nova, and make it into a sleeper/fun weekend car, restomod the interior for comfort, convenience and tech etc. Then I want to put a Cummins in the Ramcharger and make it into kind of an overland/back country truck that I can still take down the road to get to the back country. Also restomod it for comfort, convenience and tech. Thoughts ?

like

What would you choose & why?

Post Photo
like

I'm looking for my next mechanical engineering internship. From those of you who have already been there, what should I look for in a company to make sure I have a fulfilling position that will help my career progress?

like

Does anyone have any recommendations on how to conduct the post-clerkship job search if the goal is big law? I am coming from a state appellate clerkship in a major market.

like

Additional Posts in Financial Advisors

Anyone know where/how to go about getting L/VL/VA CE credits form insurance carriers? Anyone have some specifics?

like

Basically half the homes in america have some sort of smart device, but I am terrified of them. I refuse to have an alexa at home or in the office

like

What’s working for you to add new clients in todays market??

like

Anyone else ever had ptsd from an awful work experience? I'm starting at a new firm but can't seem to shake the negative feelings from my previous one

like

I need some good career-development or finance-related books, anyone got any recs?

like

Anyone with LPL that uses an outside E&O carrier for your registered rep needs? Their shit is expensive

like

Is it normal to get yelled at by the client? Swearing and all? Ever happened to anyone?

I just graduated college a few weeks ago and began my first full time job. I received essentially no training and am feeling super overwhelmed. I don’t want to come across as helpless to my boss

like

Curious, what is your company's paid parental leave policy?

like

Planning software- does anyone know of software that is good for younger clients? I use moneyguide pro but it does not seem to be made for clients that are coming in for planning over questions like can they afford a house or other short term goals.

likesmart

Associate advisors working for a RIA - I’m trying to get an idea of salary ranges. What’s your salary and how many years of experience?

like

Looking to transfer into a client associate role (unregistered at the moment, but willing to obtain). Currently have ~1.5 YOE in valuation (financial statement analysis, modeling, etc.) I get that those skills could be unrelated to a CSA role, but I think there could be some similarities. Does anyone happen to have a referral or can anyone give DM me some insight into what a CSA role would look like? I appreciate it.

like

Anyone looking for a succession plan or looking to sell their book? CFP with a decade experience in Wealth Management.

like

Long drive tomorrow. Does anyone know of any on demand CFP continue education courses out there? I’d love to knock out 15 hrs of CE on this drive, if able. 🤦‍♂️🔫🤢

like

I have a hard time waking up no matter how much I sleep. So I usually spend 30ish mins on my phone reading articles till my brain wakes up but looking for a more productive morning routine. Any tips?

like

How do you guys deal with anxiety in the workplace? Struggling a bit.

likehelpful

If you buy individual stocks at what point do you get out? Both if it’s lost or gained..curious to hear others thoughts. I have a loser I bought at $77 currently at $31. Don’t plan on selling 🤷‍♂️

like

Unusual situation: My client called her advisor for an account held away from me, and asked for her RMD from that firm be aggregated with $2700 RMD which represents her RMD with me. Because she forgot

like

Anyone else bring home a lot of stress/anger after a long week? Negative impact on my home life, any advice?

like

What’s harder, networking or dating?

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the
Fishbowl app

See what’s happening in your industry
from the palm of your hand.

A phone with Fishbowl app

Scan your QR code to download
Fishbowl app on your mobile

Download app

Sign up for free to view this conversation on Fishbowl

By continuing you agree to Terms of Use and Privacy Policy

Already have an account? Log in

Sign up for free to continue using Fishbowl

By continuing you agree to Terms of Use(New) and Privacy Policy(New)
Messaging rates may apply

Already have an account? Log in

For account settings, visit Fishbowl on Desktop Browser or

General

Legal