Compliance came in today. We are not allowed to use Skype or WhatsApp to call clients. Seriously? Anyone else? I use this for my international clients.

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Posting as :
works at
You are currently posting as works at

Somewhere in a Compliance bowl a compliance agent is posting: FA uses Skype and WhatsApp to call clients without compliance approval. Seriously? 😆

funny

Hey, at least you can have foreign clients. Very restricted here at LPL so much so it’s just not worth it

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Will they allow Zoom? I use this all the time.

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Doesn’t your firm have Skype for Business. We do and it’s compliant. Has nothing to do with the Skype app you may have on your device for personal use.
Ask your compliance department.

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👀

Exactly

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