I am currently a licensed banker on the retail side of banking looking to get into portfolio management or equity research. Currently holding SIE, Series 6, 63 and Life insurance. I have a degree in finance and studying to take the CFA. Any tips for the transition? I did not go to a target school and I’m mostly concerned with my lack of experience in the industry. I am also working in office, how do people juggle interviews and work?

like
Posting as :
works at
You are currently posting as works at

Get your 7 and 65 or 66. That will open a bunch of other doors for you.

like

Please contact me, I’m looking for another licensed financial advisor

Hello, unfortunately my account is new and I am unable to direct message you. I would be happy to connect via other methods.

Related Posts

I am a new grad in Canada with 0-1 yrs of experience. I am planning to build a career in project management and currently have an offer for a program coordinator position. Should I take it? How much salary should I expect in the industry as a beginner?

like

I have 3 yoe. Is applying for a role for 4-6 yoe worth my time / will I even be considered? Technically could be competing with people double my experience

like

Trying to get a 45 y/o sibling in to consulting (was an entrepreneur prior in the restaurant industry). No college degree but willing to bust his butt to learn. Books/online courses recommended pls

like

Hey fishes! Anyone got suggestions for healthcare or health tech companies in the city to pursue? 7 yoe, higher Ed degree.

Love working in healthcare, but not sure what my consulting exit options are.

like

This year I have given 17 interviews in this year, some of interviews has been cracked till 2 round , most of all got rejected and then other couple of interviews I did followed up 1 - 2 months , I an exhausted while doing this..now the funny part is I cleared 3 rounds of 3 companies in different time intervals ( plz note I am not playing counter- bcz I don't have anything in my end to counter) HR discussion has been done CTC discussed I was happy But now I was told to put on hold...waiting

I am a fp&a manager at Dufry Group making 120k P.a. is it good enough for this position? Or should I look for better opportunities?

like

Who do you answer the “what’s your salary requirement?” Question when recruiters ask you?

like

Is CFA and CAIA certifications helpful for a career in Real Estate Private Equity/Development?

like

Any particular segment of sales good for ex-finance? Currently 3 years in at fortune 100 bank on business development side (on commercial loan originations team but no commission/targets at the associate level, basically do credit analysis and build pitch books for the producers) This role has been great as I have gotten both analytical experience and tasted sales experience (I say taste bc I’m not the producer) but would potentially like to transition to a sales role that is less analytical

like

I have an interview for McKesson today for an associate business consultant. If you have any connection to there please dm me :). Ya girl is trying to move up in the world and trying to give her dog the life he deserves.

likefunny

Received ECT AD in ops at BCG. I have two questions:
1. Is it difficult for these roles to get utilization/billability targets?
2. If I work for say 3-5 years, opportunity for good industry exits?

Background - 15 YOE. Currently Director at global firm. I am not looking to become an equity partner and happy to focus on content and interesting work. Main reason to join is opportunity to work and learn from different clients, smart people and good brand. Feedback/guidance/insights welcome!

like

I’m a recent grad struggling to look after my health when I’m stuck in a cubicle 10+ hours a day. How do you juggle a healthy lifestyle with long hours at a desk?

like

Quit my cushy job a few months ago because I was totally burnt out and mental health was shot. Thinking about quitting this industry all together - anyone else go through similar? Any advice? Thanks!

like

Hi Fishes,
I had given interview for network security architect position in Feb last week. And as per recruiter, I got selected for that role. I have been asked to share the documents on March 1st. I did a few followup for the offer letter update and they asked me 2 wait for 2-3 weeks. And now they are saying position has gone on hold after I did another followup.
Could it be because of expected salary ?
Yoe: 9
Exp ctc: 33 (35% on current)

like

I'm reading up on Scott Galloway's take that "Boring is sexy." Basically, big sexy job titles and pursuits are highly competitive, so those who chase them earn less money and encounter greater obstacles. Boring ideas, jobs and industries have a much greater chance of earning you more money.
If I were to apply this thinking to the creative side of the ad world, what's the answer? Pharma and B2B? Leave the industry?

like

I got a call for a Java position. I told them I do not develop in Java. I do JavaScript with React. He says “oh yes, that is what the client wants”. So I sent my resume. When he sent the confirmation email it stated Angular/Java. I told him that I don’t have much Java skills. He then sent this (pic) as a response. 🤔🤔🤔
When I spoke to the client she had no idea why the recruiter added angular react as it was just a Java developer position, Completely wasted so much time

Post Photo
likefunny
like

I’m a recent grad trying to start a career in clinical trials but haven’t had any luck in the job hunt. Last year I started applying but couldn’t find anything in time and had to get a job in retail, so I feel as though that turns jobs away from me. Any tips?

like

What are some realistic exit opportunities? I’ve been doing insurance/damage loss this whole time. Wouldn’t mind doing the same thing either but I just need a pay increase

like

Any AAs at LPL Financial? Interviewing there and want to get a sense for the company and how it really is.

like

More Posts

Hey recruiters! What are your earnings? Please list the industry and commission structure, and salary progression yearly

like

Up for drinks at Porta? Nowish.

I have worked as a Data Scientist in a consulting firm for 4 years post my masters. I am now looking to join a product focused company as a product manager. Where should I get started?

like
like

Hi guys,

Do Accenture accept counter offers??? . Actually I am holding an offer from Accenture and got an offer from Infosys and Infosys is paying more .

Thank you

Please comment your suggestion.

like

Hi
Is there anyone here looking to hire a Strategy consultant? I've got previous experience across public and private sector and I'm now looking for a new challenge with one of the top consulting firms in the UK.
Any help would be much appreciated.

like
like

COMMENTS REQUESTED!

In the past, lawyer wellness and lawyer discipline/character fitness for bar applicants have existed in silos. I’d like to finally form a bridge between lawyer disciple and lawyer wellness and focus on prevention. When we think of lawyer discipline, we automatically think of outrageous behavior like stealing money. Those are extreme. The common cases are too stressed out and forgetting deadlines or death of a loved one and not having time to call clients back. Cont’d

like

Taking REG in a couple of weeks! What kind of SIM did you guys have?

like

After your first six months with the firm how did you personally feel about your performance?

like

Hi guys, i working in a project from last 5 months and didn't like the project and team.
Can i ask for a project change??? Is there any minimum time i need to spend as per thoughtwork policy?

like

I interviewed in HSBC 45 days ago and cleared first round technical interview. Now for second round that is managerial round HR is telling that code is closed it will open after 25th dec. And 27th is my last working day
Can anyone tell me should wait for further rounds or join another company?
@HSBC

like

I work remotely and live in a low-cost area. I didn't even notice inflation.

like

Hello! Anybody here who works at Houston Methodist Sugar Land, TX? How's the work environment there? Just got an offer and I'm supposed to start this July. Also, is $50 base pay enough for a family of 4 in Sugar Land? We're relocating from another state and I have no idea what the cost of living is in that area 🤷🏽‍♂️

like

DC folks: how’s Clarabridge (company)? Thanks

Anyone know if Austin F1 tickets bought through CotA’s website are non-fungible or if they can be given out to someone else? I recall them asking for my name in the buying processes but not sure if tickets are tied to a person or if they can go to anyone

like

Any reviews for PWC Digital Services w.r.t AEM as solution?

TIA

like

Anyone use “Service” to get cash back on delayed flights? Seems like shooting fish in a barrel...

like

What has been your worst experience working for a news agency?

like

Additional Posts in Finance

Currently working as a Relationship Banker. Haven’t had no complaints with how Chase has handled the pandemic from the consumer banking side. Recently I was asked if I was interested in a Financial solutions advisor role at Bank of America. Things have slowly began to pick up at our branch and while I would like to continue my career at Chase. The bump in base salary increases as well as the earning potential. Any advice on how to make a decision? Things to consider besides pay?

like

I'm so envious of men who have full heads of hair. #30andbalding

like

The bank I work for only direct deposits paychecks into employee accounts, then charges me to do external transfers. Is this legal?

like

Wearing athletic shoes to and from office. A no-no?

like

Apple watch owners, is the investment worth it? How much do you use the device?

like

Comparable PC alternative to a MacBook Air? Looking for an ultra-light laptop that's fast, etc... Really not into Macs though.

like

Lots of talk about inflation, layoffs, hiring freezes, pay cuts, and stressful job shifts lately. Does anyone have any advice or encouragement to share for those who have been impacted or fear that they will be soon?

Uber driver awkwardly asks if he can ask me a question. I say, "Sure." He says, "What do you think is the most important thing in life?"

like

How did y'all get into finance? I did it because my family is involved in the field

like

Serious note... When do you feel fulfilled the most in life?

like

Is CFA and CAIA certifications helpful for a career in Real Estate Private Equity/Development?

like

Best group in IB for hedge fund recruiting?

like

Summer Fridays: do you have to donate money to charity to wear jeans on Friday? I like to wear casual but I’m also cheap and don’t want to donate to a consensus charity that I’m not involved

like

What value does CFA add if you’re on the technology and/or Risk Management side of finance? Specifically unsecured lending.

FWIW, I already have an MBA. I’m just contemplating the CFA to boost my resume.

like

I was offered a salary of $76,000 for an associate analyst role at FINRA. This would be my first time transitioning into this type of role. I have about 2 years of brokerage experience.

Do you guys think this is a fair market value for the salary?

like

Anyone else feel guilty asking to take time off? It shouldn't be this way!!

like

Good morning let’s have a beautiful Thursday. Here is my question I want to somehow break into Asset Management and I am having a hard time doing it. I have 1-2 YOE and Finra Licenses SIE-6-63. In all honesty I just want a better pay and avoid taking calls all day, I’m fine with a few calls a day but back to back calls is exhausting. Thanks for any tips!

like

When overwhelmed with workload/too much activities on your plate given by multiple people, how do you guys phrase the communication n respectfully decline new task to minimize negative perceptions?

DM me for a referral to EY or EYP if you have over 1 year of professional experience. Great pay, most positions are location-flexible, and they are hiring like crazy.

like

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the
Fishbowl app

See what’s happening in your industry
from the palm of your hand.

A phone with Fishbowl app

Send download link to your phone

OR

Scan your QR code to download
Fishbowl app on your mobile

By continuing you agree to Terms of Use and Privacy Policy.

Messaging rates may apply

Download app

Sign up for free to view this conversation on Fishbowl

By continuing you agree to Terms of Use and Privacy Policy

Already have an account? Log in

Sign up for free to continue using Fishbowl

By continuing you agree to Terms of Use(New) and Privacy Policy(New)
Messaging rates may apply

Already have an account? Log in

For account settings, visit Fishbowl on Desktop Browser or

General

Legal