I am currently a licensed banker on the retail side of banking looking to get into portfolio management or equity research. Currently holding SIE, Series 6, 63 and Life insurance. I have a degree in finance and studying to take the CFA. Any tips for the transition? I did not go to a target school and I’m mostly concerned with my lack of experience in the industry. I am also working in office, how do people juggle interviews and work?

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Get your 7 and 65 or 66. That will open a bunch of other doors for you.

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Please contact me, I’m looking for another licensed financial advisor

Hello, unfortunately my account is new and I am unable to direct message you. I would be happy to connect via other methods.

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