What’s the best way to find out if the firms in interviewing with are or are not apart of protocol and if they are non competes? Do you recommend I ask it in the interview process or not? And if so what’s the best way to ask?

I’m interviewing for a few starting out jobs to be an FA with Ed Jones, LPL credit union partnership, Morgan Stanley, ray jay, merrill

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I’d wait until you get an offer. I don’t think any prospective employer wants to hear a question that suggests the candidate won’t stay.

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EJ requires a non compete (actually it gives you a restraining order) only after you leave. It bars you from your old office and you can't proactively outreach your old clients for 1y.

A lot has changed. They still notify per finra guidelines, but If you follow the rules, they don’t typically hit you with tro. If they do, my attorney said they don’t carry much weight

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