Which officers do y’all report on the 1125-e? Usually I just report whoever the client sends to me, but this client is asking for more specifics. The instructions say that the definition of officer depends on the state of formation. But I’m not sure what that means. The officers that the company listed on the articles of incorporation? Anyone out there an 1125-e expert? 🙃 it’s a private company so no limitation concerns.

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It should list whoever is an officer of the corporation under state law. It’s not really that complex. Presumably, the client should know who its officers are from various legal filings they have to do and just provide their info (I.e., it’s not for a tax preparer to determine who their officers are…).

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Thanks that’s helpful

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