I forgot to pre clear a trade for an ETF this is first a time violation I’m In serious trouble?

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Posting as :
works at
You are currently posting as works at

Yes…that may be termination. Look online - I know they take this policy very seriously.

Or automatic final notice.

They have a list of ETFs that can be traded without preclearance. Is what you traded not on the list?

Depending on your role it may not be that serious. PCA possible rec for term
PCB or RB I believe you get a warning, coaching, wrote up and ultimately term

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