I have a client who needs a 401k, or a solo retirement account w loan options. When I was at UBS/Ameriprise, it was no issue but now it seems tougher to find a firm that does solo 401k as a RIA's.

likehelpful
Posting as :
works at
You are currently posting as works at

We do

like

I have about 25 or 30 of them custodied at LPL under a hybrid model

We can. But I’d recommend TransAmerica Retirement Service

I use TD for those. Open architecture and no extra fees. I advise against loans. If they think they may want a loan we feed an NQ account on the side.

Related Posts

What will be in hand for the below after-tax deduction?

Post Photo
like

2 things:

Do you/would you find project management skills, knowledge & experiences helpful in a non-management junior/associate role within the tech industry?

Has anyone gone through the project management course offered by Google on Coursera? Would you recommend?

I've always been interested in seeing if I'd like management roles (specifically senior level/lead roles), but wondering how relevant and worthy a PM cert would be overall. TYIA!

like

I recently received an offer for 200k€ in Amsterdam. Includes travel, 30% ruling, holiday pay.

Any idea if that is enough to cover a mortgage on a flat within biking distance from the city center without over spending on housing?

(3 small kids and a non-working partner)

like
like

Zscalar . Is ESPP mandatory to choose if mentioned in offer letter?

Hii everyone from IBM 👋🏻

Whats the process of initiating and getting the hike/bonus?

I joined IBM on last week of May 2022, was on bench till 20th November 2022 and got allocated to project on 21 November 2022.

Whom should I talk to regarding the hike/bonus? And whats the process like??

Will be grateful if I get any inputs. Thanks all :)

like

As an IT infrastructure i have been tagged un cognizant internal project to support the cognizant owned datacenters VMs and infrastructure.

Can anyone please tell me how is that project in terms of Career growth and learning??

like

Hi I have 12 years of experience,out of which 6.5years has Mechanical maintenance engineer,1.5 years of project engineer and 3.5+ years in Inventory management in industrial engineering stores uses SAP PEP HANA TC1. i want to continue work In SAP. any opportunities kindly let me know.

Is anyone nervous about the whole Russia situation and how that may affect the market if an actual invasion takes place? Do you think it makes sense to take out investments just until things settle down, or even assuming the fed will increase interest rates? Thoughts?

likesmart

I am the president of our school board at Franklin Country School Corporation in Brookville, In. I would like to start a NASA Stem project starting in school year 2022-2023. Does anyone know where I need to start?

likehelpful

I got
Business results - S
Client/Customer/Stakeholder - S
Teamwork and Leadership- O


Is this a good rating?. My manager said they won't give SSS to anyone unless they are a promotion candidate. Why do they have to reduce the rating just because of that?

Is this going to affect my hike, bonus?. This is my first review at the firm. Please help.

like

This week in homebuying horror stories: offered $60k (10%) over asking on a house. Got beat by a last minute all-cash offer from an out of state buyer who was buying sight-unseen.

This is the worst.

likefunny

Is Microsoft hiring for candidates with a healthcare background?

like

Anyone have a contrarian opinion on a trend / investment theme going on in the private investing world, particularly tech investing? Feels like everything is painted in the “huge growing market with tons of white space” lens.

like

Anyone here over 70% in VOO or VTI? Is that a smart move for less-involved investor?

like

Hello, I've been working as a Healthcare Consultant for over 4 years now & I am currently a Consulting Manager near the Philadelphia area seeking an opportunity in NYC. Anyone know anything avail?

like

Hi all,

Does DXC technologies have good work life balance? In Australian project for Oracle Apps DBA.

If anyone knows please suggest.

Thanks in advance

Im 21, recently got a project manager job in a big media group, I still have about one year to do in my degree. Where would you recommend I take my career next, what would be the logical next jobs I could explore in that field?

like

What is the *prime* amount of money to bring you happiness?

like

Ugh I just signed to fix my house’s mortgage interest rate at 2,73% for 2years. Instantly regret it.

like

More Posts

In the interview process for a City Attorney office position. Is it ok to reach out to a current attorney in the office to get intel? For context, I don’t actually have a connection to this person other than I learned through the interview process that they too are from my law school. High likelihood that that person tells the interviewers I’ve reached to get intel. Is it OK/fair game for me to contact this person or not?

How to renegotiate with pwc for more fixed

likefunny
likefunny

Rumors of IPOF getting Equinox. Thoughts?

like

Any reccs for lesser known Italian reds that you love?

like

Senior revving up to manager promo. Only nervous about one thing at the manager level which is having to answer pointed “Why??” questions from higher up clients on live calls. Any one else work through something like this? I’d appreciate any tips or suggestions as I really suck at dealing with unexpected push back.

likehelpful

I need help. I'm dealing with multiple losses in the same week and having a hard time... I took some time off from work but I have no motivation to do anything. I don't want to go back to work and don't care about my work right now. I want to quit but I don't want to make a rash decision but need a long break. It's also not fair to my team that I can't give it my 100%. What can I do?

like

Staying downtown Columbus Hilton for my wife’s job conference and we have to use valet parking since I need to use my car to go to work every day. $40 a day, how much do I tip and is it when I drop my car off and when they bring it to me in the morning?

like

Just got a job offer from EY for Senior Consultant in Transformation Architecture - $105K Base I have 7 YOE (4 with other Big4 in Audit and 3 in Industry Consulting) based in Vancouver. I live in Canada - does this seem reasonable?

like

I have offer letter of HSC, persistent, Cognizant, Gspann, birla soft, royal cyber, bristlecone Package are very similar, at 7 YOE, For which I should go Gspann Persistent Cognizant Hughes Systique Corporation Birlasoft Royal Cyber Inc Bristlecone

like

Anyone else have days where it seems like your meds just don’t work? What do you do to offset those? This week has been a struggle.

like
like

Which agencies would anyone here say do strong work with social media - clearly understand the medium in their content work, innovate with platform capabilities... would any of you say your own?

like

I have a interview coming up for a Program Manager Role and curious if anyone here is a program manager and wouldn’t mind sharing their Salary and top 3 responsibilities. I want to make sure I am being compensated fairly.

like

How long we need to stay on the joining date at Wipro? Can i leave after 2 PM on joining day? What n all action will be required from our end? Can every action will be done by phone, if I am joining from phone?

like

Can we share salaries, type of school, and state? I make 54,000 in California for a charter school - which may be the bare minimum they is allowed in the state.

Looking for a Database Manager role. Are there any level B/7 roles available for NCR region?

like

Additional Posts in Financial Advisors

Can some of you experienced folk recommend some good books for rookies? What are your favorites for investment strategies, marketing, selling, etc.?

like

Every other week I host an Advisor meeting for the advisors in my branch. I like to mix up the topics. What topics would you suggest or have been valuable to as you have attended similar meetings?

like

Best books to give to new young client who genuinely wants to grow and develop his interest & understanding of finance, doesn’t want to be bored, & cares about his investment accounts?

like

Received offers from PNC and UBS. Same position. Same benefits. Purely seeking opinions on the companies. Previous experience at EJ. Left to get away from outside sales nature and isolation.

likehelpful

Best music/audio to listen to while working?

like

Does anyone have ideas on how to navigate a smaller team environment when everyone’s roles seem to be stretched (hiring for additional people has been taking a while, not sure why). The stress causes some tension and that’s probably not great for the overall morale of the company long-term. I try to ignore and just stay focused on what I need to do yet sometimes proves challenging. I worry it might affect my professional/career growth. Thoughts on this would be helpful, thanks!

like

Do you believe that economic inequality is as bad a problem in the US and gloabaly as we are led to believe, and is a wealth tax a viable solution to the problem?

like

International financial advisor. I’d like to do a hypothetical proposal for client. My go to has always been JPMorgan. They now can’t do it. Anyone else?

like

Should people be fired for lack of people skills?

like

Heading to Vegas this weekend...winning strategies or things to do?

like

Recruitment Referral Incentives - Looking to see what other firms are doing as rep referral incentives, many of our advisors are sending us referrals and want to show some sort of financial gratitude.

like

Do you dress up to go into the office?

like

I do not prospect. I open accounts while slamming a revolving door.

like

Are blue jeans client-friendly when styled appropriately and paired with a blazer? Or are jeans always a no-go?

like

Everyone has a different perspective on this but would love to hear yours. Someone has debt ranging say 4-5% interest rates. Do you attack debt more then investing to move towards a debt free life or do you go after investments since they return historically above that then paying down closer towards retirement. I know the latter looks better on paper but what about the psychological factors of being debt free and the guaranteed return on interest savings.

like

Really curious, what percentage of your clientele is friends/family?

like

What's driving you to work so hard?

like

Is cold calling still a thing?

Best books you read this year that aren’t about sales, marketing or prospecting?

like

What are your tips and tricks to have a great career in FA? What are the things you do that make you super productive and smarter everyday?

like

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the
Fishbowl app

See what’s happening in your industry
from the palm of your hand.

A phone with Fishbowl app

Scan your QR code to download
Fishbowl app on your mobile

Download app

Sign up for free to view this conversation on Fishbowl

By continuing you agree to Terms of Use and Privacy Policy

Already have an account? Log in

Sign up for free to continue using Fishbowl

By continuing you agree to Terms of Use(New) and Privacy Policy(New)
Messaging rates may apply

Already have an account? Log in

For account settings, visit Fishbowl on Desktop Browser or

General

Legal