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What is Band 4, Level 4 in Mphasis.
Mid/high level risk/reward index funds?
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Has anyone gone CAIA route ?
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Independence issue? I obviously don’t want to ask an exec on my team about it
It's not unless you're a covered person. You would know if you were. Just apply if it's something you want. They will do all the independece stuff to make sure, should you take the position. Prior to that it won't matter.
There's a section somewhere buried in the independence manual. If you don't beleive me just askindependence
Are they an adviser only? I.e. they provide a service and do not own your client or the other way around? I’m pretty sure that’s fine.
They’re the advisor, my client is a publicly traded vehicle and the advisor owns approx 15% of my client
Shoot totally misread it to “an” adviser. You probably would need to disclose.
I don’t think it raises any red flags if you go through Ask Independence. Like no one is going to tattle on you that you’re asking. I was a little nervous when I asked for my employment contract through some HR service thing to check the non-compete language and literally no one blinked an eye.