Can you get licensed as CFA with audit and financial due diligence experience? The 4 year requirement is a little broad and wasn’t positive.

like
Posting as :
works at
You are currently posting as works at

Moving into FDD and wondering the same thing. I had several colleagues on the Audit side taking the exams, so I assume it’s doable. My takeaway is that you have to frame your experience to fit into the criteria:

“For a position to qualify, at least 50% of your time should be spent directly involved in the investment decision-making process *or producing a work product that informs or adds value to that process*” (emphasis added).

In audit, one produces work products to substantiate an audit opinion on whether decision-relevant financial information is materially correct for financial statement users and capital markets at large. On that basis I would argue that audit experience satisfies the requirements.

Related Posts

Top EA horror stories? I could use a laugh - I know we all have one! Early in my career especially

likefunny

I joined TCS 2 days back. Today I got the better offer from Deloitte. What should I do? Should I resign from TCS and joined Deloitte or stay with the TCS.
Please suggest.
YOE:6yrs
Stack: Cloud

like

Any attorneys do title? Is it worth it?

like

I am about to transition from being a junior partner at a large law firm (my practice has focused on private equity M&A) to Deputy General Counsel at a large-ish Pubco. I am already giving myself a crash course in public securities and corporate governance from my firm’s training materials and my cap markets partners, but I also wanted to poll the audience for other suggestions on how to become as prepared as possible for my new role please. Thanks in advance!

like

Has anyone heard of or took a course from Hack reactor. is it legit? I am looking for a software engineer boot camp

like

🐠 with <10 total YOE and $200k+ base. Can you highlight your role and path? Trying to identify more stable non-banking and tech roles. Thanks!

like

Hi All, I’m thinking about getting certified in change management but not sure if I should go the Prosci route or CCMP route. CCMP is a lot cheaper compared to Prosci but would it measure up just the same?

I guess it would be similar to the discussion of the SHRM-SCP vs SPHR.

like

Hi Fishes,
I am not sure whether this is the right portal or not still I am going to go ahead with my question. Does anyone know a good online course to enhance coding skills (in R and Python) from the point of view of credit risk Analytics, modelling.

like

I was put in to SAP when I joined my firm. I got SAP FI certified (associate), but have not done any configuring or implementation work at all (gov't consulting). I'm functional, and do use SAP (cont)

Hi All, what’s your perspective on the CFP? I’m looking to enter into Private Banking and I think it would help.

Also, for those who recently took the CFP. What material did you use to study?

like

Considering trying to make a pivot. Currently a prosecutor. I have a lot of trial experience and did some ID work. Are there any logical roles aside from just litigation to keep an eye on as for as in house? I’ve been thinking there must be some applicability to the investigation skills I’ve developed but I don’t know what the move should or would be. I am coming from a place of ignorance - not sure what would suit my background.

like

Hi 🐠, question on CFA / CAIA- are either worth pursuing if you want to “up” your professional bonafides? I don’t come from a background in finance, but work primarily w/ PEGs like so many of us.

like

I have 1 year of experience in Workday Integrations. Can anyone suggest what all companies should I target if I am looking for a switch?

like

Has anyone taken the CDFA exam? Is it difficult? How much time did you devote to studying in order to pass?

like

Hi all, I just got a job offer at PwC for a senior consultant position. The salary is 30% above my total comp right now, but I’m just worried about the amount of work I will have to put in compared to my amazing work life balance now. Does anyone have any experience moving from industry to consulting? I need some advice on what to do. I’m still early in my career (1.4yoe) so I feel like I shouldn’t care too much about wlb, but at the same time, I don’t want my mental health to suffer either.

like

Is there any coding program requires MS health care management degree so I can use mine and get hired quick?

Bain & Company For those working in industry, how much jump would you realistically expect when moving to an MBB?

McKinsey & Company
Boston Consulting Group
Bain & Company
SAP
Microsoft
IBM

Hey! I’m from Spain, and I’m thinking about find a job overseas, maybe in central america or southeast asia… I have experience in finance consulting… do you have any recommendation, contact or tip that could help me?

I don’t know if try to find a job first and move then, or move out first and find a job from there.

Thanks!

like

I have about 10yrs of customers service experience. I'm looking for work, but I'm always getting minimum wage for this position. Should I change career path? Or is there a job for customer service that actually pays well.

helpfullike

Looking to get a bit of insight on breaking into tech working as an executive assistant after working for BigLaw for 20+ years.

I've been applying to tech companies for executive assistant positions - in particular, remote work positions - and I have yet to get a nibble.

I'm extremely tech savvy and have a lot of initiative but I am afraid that these companies are put off by how long I've been working assuming that I am a middle-aged woman that is not able to go with the flow.

like

More Posts

Any openings at ZS Associates for Project Management profile?

Something to think about next time firm leadership talks about a "talent shortage"

Post Photo
likesmart

We are looking for who can fit a position of online receptionist/administrative clerk we prefer someone from USA

like

For people with Non-technical backgrounds who are now Product managers in the Tech industry, what kind of resources did you use to prep for your interviews? I've had people recommend brushing up on cracking the PM code but there's SO MUCH information out there and it's hard to figure out if I'm looking at the right thing or not. Please share resources that helped you get into PM roles (bonus points if you work at companies like Amazon and Google).

like

Hi DI folks, how were the hikes last year??

like

Best hotel from new combined Marriott program in Philly. Looking to do two days and night over Labor Day weekend

like

Hi - does anyone work at a pharma ad agency or previously worked at one as a PM or similar role? Pros & cons?

like

How much hike one can get if rating is valued talent

Seattle Fish - I’m moving to the area with my SO. What neighborhoods besides Capital Hill would be a great place to stay? I’d be commuting to Bellevue. We enjoy going out to restaurants, hiking, but also cook a lot so access to grocery store nearby would be nice too. Both would have cars

Dear TCSers,
How many of you are still Working from Home? Is WFO is not mandatory for everyone?

like

Partners, what is your magic number (in terms of dollars in the bank), after which you intend to retire?

like

Currently iam working as a Senior analyst in operations. However, is it good to go for Data analytics rather than continuing in the same Supply Chain field?

like

Hi fishes,

How much yearly hike I will get after joining Accenture as a lateral.

TIA!

Hey guys! What is the standard CTC for a non-qualified in Big 4 currently with 5 years of experience?

like

I'm finally back.... (I did ten mins on the bike after this.)

Post Photo
likeuplifting

Which are the best portals for corporate career advice? Could you anyone please suggest?

like

Any firms in London hiring US qualified associates into their capital markets practice?

like

Any suggestions on volunteer opps in Atlanta? Would really like to mentor, but not sure if that’s possible given covid, so taking any suggestions.

like
like

I have been contacted by singapore company Adecco, they are asking me for expected salary. Can someone let me know how much should be expected salary for 9 years experience java developer. Also I incase I get the job I will move there with my wife and daughter.

like

Additional Posts in Accounting

TRACK is hard to use!!! It is so messy.

like

Just read the Deloitte 2021 DEI report (from Google) — 2% of the PPMDs are Black and only 28% of all PPMDs are women 😳

likesmart

Anyone started your own accounting practice? If so, what are your recommendation in terms of getting started and with technology?

like

There's a ton of self help and leadership books out there to help people in their careers. If there was one that was written front the lense of a public accounting, would you read it?

likehelpful

On an engagement causing a commute of 3-4 hours a day. Is this normal? How to deal? Can’t move..

like

Thoughts on changing jobs right now in these uncertain times and leaving the ‘security’ of the B4?

like

Anyone ever get hired as a senior to a different firm in under two years?

like

Has Deloitte tax heard anything about layoffs yet? Just saw the news about audit

like

Is the CPA designation worth it? For me it would take me 1 year of PREP courses and 2 years of PEP until i can write the CFE. And I am 27 years old right now. Also wondering if it would be crazy to pursue the CPA while learning how to code to be a developer as well?

like

How does continuous testing for the CPA work? I am currently registered for the State of South Carolina, which has not begun continuous testing, but I take my exams in a state that has it. Am I eligible? Or do I need to reapply and transfer my existing scores to another state to get continuous testing?

like

Can anyone else relate?

Post Photo
likefunny

Just curious about how descriptive ppl are with their time entries.

like

Two offers: (1) big 4 technical accounting in financial services and (2) technical accounting for a well-known PE firm helping their portfolio companies. Same compensation and benefits. Advice please!

like

Feel like audit scheduling is always done on a knifes edge in that the timeline and staff schedules are enough so that if everyone works 60 hour weeks and no issues are identified then it can be filed on time. But even small things that increase the work can wildly throw off the schedule and cause hours to skyrocket for the staff on the job. No real point here, just ranting.

like

Client Connect is the biggest piece of shit. Can't purge or export documents (error); laggy as hell; can't manually set client passwords or delete old users. It's the GDM of software basically

like

What is the expected number of hours (which includes overtime, admin, etc.) we are supposed to reach each year?

like

I have a 3 month old and a 3 yr old who both go to daycare. The daycare hasn't announced closure. As a parent would you keep them at hm while working or take them? It's just me with them. Scared of CV

like

Where da audit staff at?

like

Looking to possibly boomerang back to public somewhere between senior and manager level in the Boston area, likely in the real estate industry. Either advisory or audit. Any interesting opportunities?

likehelpful

Are yearly bonuses worth meeting your goals for?

like

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the
Fishbowl app

See what’s happening in your industry
from the palm of your hand.

A phone with Fishbowl app

Scan your QR code to download
Fishbowl app on your mobile

Download app

Sign up for free to view this conversation on Fishbowl

By continuing you agree to Terms of Use and Privacy Policy

Already have an account? Log in

Sign up for free to continue using Fishbowl

By continuing you agree to Terms of Use(New) and Privacy Policy(New)
Messaging rates may apply

Already have an account? Log in

For account settings, visit Fishbowl on Desktop Browser or

General

Legal