Interested in what other roles may be out there for someone that doesn’t want to be a financial advisor but has all the qualifications. 10 YOE with series 7, 66 and 63 life and health insurance and about to have my ChFC. I always loved the client side of things and relationship management but was never into the investment management side- this far into the finance world just trying to find other roles that align with my experience but may be more personally satisfying.

like
Posting as :
works at
You are currently posting as works at

I am looking for another advisor to help me in my practice. They would not need to prospect, or handle investment management. Just relationship management for some of my clients that I am not able to work with as well due to capacity issues. Where are you located?

helpful

It’s not letting me DM you, I’m new to this app and I guess it isn’t unlocked. Could you dm me?

I’m in exact position looking for more opportunities within industry having all the listed licensing and registrations. I was exploring the possibility to work for corporate with same Brocker. I thought of Operation manager, compliance manager or even team consultant (required a lot of travels). For first two positions it required additional licensing which at this moment I don’t have much time on my plate to take them and of course it requires for opening positions in area where you leave if you don’t want to relocate. I would be interested to hear from others their thoughts too.

There are lots of back-office roles available, many being remote-friendly. The only difference would be your current peers become your clients.

It almost certainly doesn’t pay as well, but is a thought. I’m free to discuss via pm

Check out the Asset management side ?

Check out RIAs that have in house investment management

Advisors Assistant, Office Manager, Financial Planner, Operations, Analyst- I’ve seen more and more remote roles available. A lot of the bigger firms require securities licenses regardless of role, so you could explore what openings are available there (Edward Jones, Baird, likely larger banks as well, etc.)

Related Posts

I just joined a non-dream company as a 10+ years experience guy. My friend working in my dream company forwarded a job requirement from his internal postings. I want to give it a try but in case I get selected how hard or bad would it be to quit current company? I want to know what consequences I should be ready to face. Can someone please advice?

like

Hi BIA fish! I’d like to connect with a designer for custom logo creation (paid job) on a personal passion project of mine. If that’s you or someone you know I’d love to reach out!

like

is real estate appraisal/valuation a joke? is the average appraiser capable of doing, or doing technical valuation work? genuinely trying to understand how technical the work is as i am graduating from real estate and finance program and considering my job options.

funny

Any advice for moving from being a lawyer to secondary advisory or private fund groups that combine this with placement/fundraising?

like

If you could work at an agency for the rest of your career, would you do it? Or do you see being a professional creative as a means to another career altogether?

like

I prepared a presentation for an interview with a sales leader, it went well and I was offered a final interview with regional manager. The sales leader I interviewed with gave me a bunch of feedback, but said to find out information about tech stack, which I for some reason, didn’t consider. I come to find out that deep, hidden within the website of the hypothetical client, they use the service already. Do I roll into the final interview and play dumb or do i present and then come clean?

like

Hi all, which companies in the Federal space can I target that work in the healthcare implementation space? Most openings I see are on the strategy/advisory side.
I have a lot of experience in the Medicaid world and have led and managed implementation projects there. Thanks.

like

Should I lower my contributions to my 401k and save up for a down payment faster? I want to start having multiple streams of income. Planning on getting a multi-family apartment but not living there since I want to buy a semi-cheaper house so it won’t be in a great area (Chicago). Has anybody done it and regretted buying a house as an investment?

like

Ex-consultant now in marketing. Used to be an avid follower here and got great insights on companies when trying to exit consulting so thought I’d try here for advice. Outside of FAANG, what are good large CA-based tech companies that provide good pay, WLB, and culture? DD has great people and WLB, but pay is low and you’re not given the tools and resources to succeed + truly make an impact. Google and Apple are ideal but need backups. Like is Salesforce still good? A company along those lines.

like

Hi All, What's your view about SAP SDC work culture and benefits. I have another offer from Airbus. Which one will be good for career.

like

Deloitte is the worst Company. Don't Join Deloitte you will make your biggest mistake of your life. EY Deloitte Accenture PwC KPMG

likefunnyhelpfulupliftingsmart

Has anyone here transitioned to a software engineer from pre-sales? Verdict?

like

Hey fishes,
Recently I got a call from an HR for AMS- Salesforce technical support- associate role. Any idea , what kind of work will be there and will it have any learning scope. I am having a doubt, since it is mentioned a technical support. Please let me know.

like

Thoughts on career changing and joining a headhunting/executive recruitment firm? I feel like it won't be super hard for me to start building a book of business with my current network. Anyone with experience?

like

I got an offer from teksystems India for hpe client. My question is what will happen if someday HPE don't want us to work for them anymore or maybe project development ends...so will teksystems move us to different client within 2 month (as they say) or will they fire us?

Secondly how is tbe appraisal cycle at teksystems India? How are the benefits?

like

Hey fishes
Need your help

I am from non tech background and planning to shift my career. Currently I have 2 options for a career change.
1. Data science.
2. Cloud computing and devops.

I have zero coding experience..
Request please help me choose the best for my career .

Thank you.

like

Iam 5 month pregnant , thinking to get release from project due to health issue and taking maternity leave from april 1st, at this situation can I be in bench for 3 months and go in maternity leave ? Will this affect my job in Accenture? Will the organization allow to be in bench for 3 months? If iam in bench during maternity leave will i get variable pay

How much will I get from 1.5L benefits provided in CTC from Thoughtworks if I don’t reimburse anything?
Liked fixed in a year?

like

Any thoughts on the best certifications to get in order to help move forward? I have considered the CCP from World at Work, but it’s fairly pricey to get by the time you wrap up everything. I was looking at both SHRM-CP and SPHR. Everyone that I have spoken to has the SHRM, but that’s also only looking at individuals in a small geographic footprint and within 3-4 different companies. I was hoping to get some thoughts on this from others? Thanks

Hi fishies! Considering an internal big 4 move from Western Europe to Dubai. Not sure about WLB and whether there’ll be enough growth and learning opportunities after reading some of the threads here. Anyone up for sharing their experience? Especially concerned about sexism / racism as a WOC…and whether moving back to Europe in a few years will be difficult because the ME experience won’t be considered valuable.

like

More Posts

Tmrw will be having discussion with Mastercard HR
yoe :11.6
Tech: java micro service
How much salary they are offering lead software development engineer

Any meetings for ad people in la? I find no one really understands how we work in normal aa meetings. They find it suspect when I’m at work till 10pm every night for 3 weeks.

Guys.. Please help..
- Jpmc(28 fixed + 8-10% Variable bonus) bangalore
- Deloitte India (28 fixed + 1.5 joining bonus) Gurgaon
- Current company (bofa) retaining with 45% now and 20% in end year (total ~28 fixed only).

CC: bofa
Yoe: 6
Current location: Dehradun/Gurgaon

Should I accept ans retain in the same company??
Please help

like

Need some urgent help can anyone DM me, Please

like

What is the promotion % for Grade B2 approx?

Hi fishes

What do we get as a diwali gift in Gartner? Do we have a Diwali Party?

like

Hi guys, Can someone at Gartner help in sharing my resume directly to the recruiter or hiring manager, I have the job id? @Gartner

like

Any Energy folks here? Thinking about a move…

Interested in what you’re earning / any places you know hiring. I’ve got 6 yoe with extensive experience in networks / retail working on decarb / strategy / economics / reg - any ideas?

like

If anyone (non EY) wants some referral money, I am looking for a job. Have 1yo in EYs Technology Risk Advisory practice and Gold Standard reviews. Also speak 3 languages but I don't think it matters.

like

If I was a second or third choice candidate for a role, and ultimately got an offer, is it fair game to inquire with the recruiter as to why the initial candidates declined? And should this fact weigh into my decision process?

like

How much in stocks a typical senior manager gets yearly at AWS?

like

Attempting to transfer from a big 4 in Chicago to New York. Received my offer for New York and saw that the offer was lower than initial offer. Talked to recruiter and they didn’t budge on salary.

Has anyone returned to HSBC after quitting with a better hike ?

like

Has this ever happened to you that each time you meet your bf/gf , there is extreme nervousness from both sides ? It’s a good kind of nervousness (shyness , awkwardness) and almost feels like meeting someone you have known forever for the first time?

like

How much did you all pay for the 20 week ultrasound out of pocket? My 12 week ultrasound cost me $600 so I am guessing the 20 week one would be even more expensive. I have the high deductible plan from United healthcare.

I’m having a really hard time with my changing body. 13 weeks, I don’t have too many bad side effects of pregnancy or anything so I consider myself lucky (no nausea ever etc) but I’m depressed at work, my skin is completely broken out and showing new broken face capillaries, and I’m not showing a bump yet so I just feel fat and big. I don’t know where this “glow” is but I look in the mirror and literally am grappling with not recognizing myself :( it’s been impossible to find any clothes too.

like

Anyone with experience with the snoo and any feedback on it? Have a friend that offered to let me borrow hers, so no cost considerations to think about, but have read that it could cause a flat head/other issues and just curious as to what experiences people have actually had with it. Thanks!

like

anyone here with Salesforce and do product willing to chat?

like

Anyone here from the DMV? Looking for bars or a crowd to watch sports with - Ravens, wizards, caps, and UMD basketball

like

Additional Posts in Financial Advisors

My wife wants to move out of state. I'm in my 6th year...500 clients and finally starting to make some money. How bad of an idea is it to sell my book and buy a book in a new state?

like

What’s a topic you know a surprising amount about?

like

Headed to a holiday party. quick: give me three interesting non controversial topics to talk about

like

I have a new prospect. Small business owner that wants to start a 401k for himself and his employees. Who would be the top 2-3 organizations I contact, and what questions should I ask the providers?

like

Preparing for RIA. Would love your opinions on TD vs Fidelity. Advyzon vs Orion. Emoney vs Right Capital. Go....

like

Hey fish: what are some of your favorite business/self-help books?

like

Need tips & encouragement for how you have gotten out of a slump in the past. I am 3.5 yrs in and have seen my practice growing (some quarters better than others ), but Q219 has been really tough.

like

How did you guys know that this was the career for you? Some days aren't so bad and i think i can do this. Other days I wish i was doing something else with my life.

like

Spoke w partners at my firm about expanding branches over the next 5-10 yrs. Part of the focus will be to buy books but also bringing new advisors. Would you make the adivsor sign a noncompete?

likefunny

How did you prepare for an Amazon interview in the finance department? Amazon

like

Does anyone think there is long-term viability in Cryptos?

like

CFP thinking of taking a few month career break to search for a new position. Need a recharge and to reevaluate, not to mention time to search. Would this be a mistake? Thanks

like

Thinking about going independent and operating out of my home office. Does anyone have any thoughts to share about that? I’m wondering about clients coming to my home and FINRA issues.

like

Our RIA will be presenting to a group of FAs on COI strategy in a few months. Curious if anyone has had success obtaining referrals from centers of influence?

like

I'm pretty active at my church, and I would love to help manage the church funds, but I don't have the slightest clue as to how to strike up that conversation. Has anyone else ever done this?

like

CFP & ChFC looking to change firms. Currently in a bank program, but not a large portable book to bring over to the next firm. Over a decade experience and about to finish up my MBA. Currently nowhere near the income level I want to be. Any suggestions for a good program to go to for my next move?

like

I have a client who needs a 401k, or a solo retirement account w loan options. When I was at UBS/Ameriprise, it was no issue but now it seems tougher to find a firm that does solo 401k as a RIA's.

likehelpful

If you solicit clients in multiple states (w physical office in your home state), do you have to 1. register and file w the Secretary's office as a Foreign LLC 2. pay for a registered agent service?

like

Anyone in the UK that wants a referral for a financial advisor position? It’s 100% remote

like

Has anyone set up a template follow-up email?

like

New to Fishbowl?

Download the Fishbowl app to
unlock all discussions on Fishbowl.
That was just a preview…
Sign Up to see all discussions
  • Discover what it’s like to work at companies from real professionals
  • Get candid advice from people in your field in a safe space
  • Chat and network with other professionals in your field
Sign up in seconds to unlock all discussions on Fishbowl.

Already a user?
Login here

Share

Embed this post

Copy and paste embed code on your site

Preview

Download the
Fishbowl app

See what’s happening in your industry
from the palm of your hand.

A phone with Fishbowl app

Scan your QR code to download
Fishbowl app on your mobile

Download app

Sign up for free to view this conversation on Fishbowl

By continuing you agree to Terms of Use and Privacy Policy

Already have an account? Log in

Sign up for free to continue using Fishbowl

By continuing you agree to Terms of Use(New) and Privacy Policy(New)
Messaging rates may apply

Already have an account? Log in

For account settings, visit Fishbowl on Desktop Browser or

General

Legal